Regulatory Compliance Advisory - AVP

Marks Sattin; Greater London; Hybrid; GBP 55,000 - 80,000; Full time

Job summary

An established global bank is seeking a skilled Assistant Vice President for its Compliance Advisory function in retail banking. This role involves leading compliance risk assessments, providing regulatory guidance, and developing compliance metrics. The ideal candidate will possess strong analytical and communication skills, with a proactive mindset and a detail-focused approach. Join a dynamic team where your expertise will contribute to shaping compliance practices and ensuring adherence to regulatory standards. This is an exciting opportunity to make a significant impact in a vital sector of the financial services industry.

Qualifications

• Experience in regulatory compliance advisory within retail banking is essential.
• Strong understanding of conduct risk and consumer protection rules.

Responsibilities

• Lead compliance risk assessments and internal controls.
• Provide regulatory guidance and support to operational teams.
• Design and report on compliance metrics and dashboards.

Skills

Regulatory Compliance Advisory

Conduct Risk

Analytical Skills

Communication Skills

Report Writing

Education

Professional qualifications in compliance

Job description

This range is provided by Marks Sattin. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

Direct message the job poster from Marks Sattin

Senior Consultant - Interim Finance | Financial Services | Marks Sattin

Assistant Vice President – Regulatory Compliance Advisory - Wholesale & Retail Banking

• Location: London, UK
• Employment Type: Full-Time, Permanent
• 4 Days a Week in the office (1-day WFH).

Company Overview:

• An established Global Bank is looking to appoint an Assistant Vice President within its Compliance Advisory function covering the retail banking division of the bank.

What we are looking for:

• The successful candidate must have compliance advisory experience within the retail banking space. Experience in Consumer Duty is a massive plus.

Core Responsibilities:

• Lead the review and challenge of business-led compliance risk assessments and internal controls
• Support the development and implementation of Key Risk Indicators (KRIs) across relevant units
• Design, maintain and report on compliance metrics, dashboards, and heat maps
• Provide regulatory interpretation and practical guidance relating to payments, depositor protection (FSCS), and obligations under the PSR
• Monitor and evaluate upcoming regulatory developments.
• Draft, revise and embed policies and internal frameworks aligned to new regulatory expectations
• Act as a senior compliance advisor, with robust knowledge of FCA requirements including COBS, MCOBs, BCOBS, CONC, DISP, SYSC, PRIN 12, and FSCS
• Offer day-to-day guidance and regulatory support to operational teams and business leaders
• Represent the Compliance function at governance meetings and contribute to product and service development from a regulatory lens
• Contribute to the creation and rollout of compliance training and internal awareness sessions
• Assist with team oversight, project delivery, and regulatory reporting initiatives

Requirements:

• Regulatory Compliance Advisory Experience within the retail or wholesale banking space.
• Knowledge of Consumer Duty is a plus but not a requirement.
• Professional qualifications in compliance is a plus but not a requirement.
• Strong understanding of conduct risk, consumer protection rules, and regulatory change management
• Excellent analytical and communication skills with the ability to simplify complex issues
• Confident report writer with the ability to influence and build relationships at all levels
• A proactive, team-oriented mindset with a detail-focused approach to problem solving.

Seniority level

• Seniority level

  Mid-Senior level

Employment type

• Employment type

  Full-time

Job function

• Job function

  Finance

• Industries

  Banking, Financial Services, and Investment Banking

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