Regulatory Compliance Advisory - AVP

JR United Kingdom; London; Hybrid; GBP 60,000 - 100,000; Full time

Job summary

An established global bank is seeking an Assistant Vice President for its Compliance Advisory function in London. This pivotal role involves leading compliance risk assessments, developing key risk indicators, and providing regulatory guidance within the retail banking sector. The ideal candidate will have substantial experience in regulatory compliance, particularly in Consumer Duty, and possess excellent analytical and communication skills. Join this dynamic team to influence compliance strategy and foster a culture of regulatory awareness, making a significant impact on the bank's operations and customer protection initiatives.

Qualifications

• Experience in regulatory compliance advisory within retail banking is essential.
• Knowledge of Consumer Duty is a significant advantage.

Responsibilities

• Lead compliance risk assessments and internal controls.
• Provide regulatory guidance on payments and depositor protection.
• Contribute to compliance training and internal awareness sessions.

Skills

Regulatory Compliance Advisory

Consumer Duty

Conduct Risk

Analytical Skills

Communication Skills

Education

Professional qualifications in compliance

Job description

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Regulatory Compliance Advisory - AVP, London

Location: London, United Kingdom

Job Category: Other

EU work permit required: Yes

Job Views: 4

Posted: 28.04.2025

Expiry Date: 12.06.2025

Job Description:

Assistant Vice President – Regulatory Compliance Advisory

• Location: London, UK
• Employment Type: Full-Time, Permanent
• 4 Days a Week in the office (1-day WFH)

Company Overview:

• An established Global Bank is looking to appoint an Assistant Vice President within its Compliance Advisory function covering the retail banking division of the bank.

What we are looking for:

• The successful candidate must have compliance advisory experience within the retail banking space. Experience in Consumer Duty is a significant advantage.

Core Responsibilities:

• Lead the review and challenge of business-led compliance risk assessments and internal controls
• Support the development and implementation of Key Risk Indicators (KRIs) across relevant units
• Design, maintain, and report on compliance metrics, dashboards, and heat maps
• Provide regulatory interpretation and practical guidance relating to payments, depositor protection (FSCS), and obligations under the PSR
• Monitor and evaluate upcoming regulatory developments
• Draft, revise, and embed policies and internal frameworks aligned with new regulatory expectations
• Act as a senior compliance advisor, with robust knowledge of FCA requirements including COBS, MCOBs, BCOBS, CONC, DISP, SYSC, PRIN 12, and FSCS
• Offer day-to-day guidance and regulatory support to operational teams and business leaders
• Represent the Compliance function at governance meetings and contribute to product and service development from a regulatory perspective
• Contribute to the creation and rollout of compliance training and internal awareness sessions
• Assist with team oversight, project delivery, and regulatory reporting initiatives

Requirements:

• Regulatory Compliance Advisory Experience within the retail banking space
• Knowledge of Consumer Duty is a significant advantage
• Professional qualifications in compliance are a plus but not mandatory
• Strong understanding of conduct risk, consumer protection rules, and regulatory change management
• Excellent analytical and communication skills with the ability to simplify complex issues
• Confident report writer with the ability to influence and build relationships at all levels
• A proactive, team-oriented mindset with a detail-focused approach to problem-solving