Regulatory Assurance Manager

Toyota Financial Services & KINTO UK; Epsom; On-site; GBP 40,000 - 80,000; Full time

Job summary

An established industry player seeks a Regulatory Assurance Manager to ensure compliance and deliver excellent customer outcomes. This pivotal role involves managing a team of specialists, overseeing regulatory assurance processes, and fostering a culture of compliance across the organization. You'll engage in high-quality reviews, provide insights at regulatory forums, and shape the regulatory agenda. If you thrive in a high-performing environment and are passionate about compliance in the financial services sector, this opportunity is perfect for you.

Qualifications

• Experience in retail consumer credit and financial services is desirable.
• Strong leadership skills in compliance and assurance.

Responsibilities

• Manage a team focused on regulatory assurance activities.
• Conduct reviews and draft reports to ensure compliance.

Skills

Retail Consumer Credit experience

Leadership in compliance/assurance

Conducting reviews

Reporting

MI analysis

Knowledge of motor finance regulatory landscape

Job description

The role in a nutshell: Ensuring Toyota Financial Services UK has effective systems and processes to meet regulatory obligations and deliver good customer outcomes.

About ‘Business Assurance': We are the fundamental team at TFSUK that proactively identifies, assesses, and mitigates risks, ensuring adherence to regulatory standards. We promote a business-wide regulatory and conduct risk management agenda to foster a healthy conduct culture and deliver good customer outcomes.

What you'll be doing: Managing a team of Regulatory Assurance Monitoring Specialists, Advisory Specialists, and a Regulatory Assurance Co-ordinator. Supporting their daily tasks and advancing the regulatory agenda. Your focus will be on delivering high-quality regulatory assurance activities, including conducting reviews, discussing emerging themes, and drafting reports. You will oversee action tracking, reporting, and support regulatory and group reporting processes. Occasionally, you will represent the function at regulatory forums and committees, providing MI and regulatory challenge.

Ownership: You will shape and own regulatory assurance processes, becoming a trusted partner within the business, ensuring compliance, and contributing to the company's success.

Requirements - Key Experience & Skills: Retail Consumer Credit experience (desirable), exposure to the financial services industry, leadership in compliance/assurance, conducting reviews, reporting, MI analysis, and knowledge of the motor finance regulatory landscape.

Attributes & Behaviours: Ability to work in a high-performing, inclusive culture, communicate confidently, work independently, prioritize effectively, and collaborate across business areas to support compliance and customer outcomes.