Regulatory Analyst

Ascendion; London; On-site; GBP 45,000 - 65,000; Full time

Job summary

A financial services firm in London is seeking a Senior Counterparty Analyst to manage client requests, evaluate project plans, and enhance processes. The ideal candidate has 1-2 years of experience in a regulatory field, preferably with derivatives trading exposure, and is proficient in Microsoft Office Suite. Strong analytical and communication skills are essential for this role, which offers a collaborative work environment.

Qualifications

• 1-2 years of experience in a regulatory related field with process management.
• Exposure to derivatives trading preferred.
• Excellent analytical skills with strong attention to detail.

Responsibilities

• Manage multiple client requests ensuring all deliverables are completed on time.
• Evaluate project plans and recommend process enhancements.
• Prepare project trackers and lead client meetings.

Skills

Analytical skills

Project management

Problem-solving

Communication skills

Attention to detail

Tools

Microsoft Office Suite

Excel

Job description

Overview

The Role: Senior Counterparty Analyst

• Manage multiple client requests while ensuring timely completion of all deliverables.
• Evaluate scope of work/project plans and provide recommendations for process enhancements and improvements.
• Manage relationships with cross-functional teams and third-party vendors.
• Prepare project trackers and lead client meetings to provide updates on team progress, milestones achieved, and challenges encountered.
• Identify and resolve gaps in processes and project execution.
• Foster long-term relationships with existing clients, key business partners and other stakeholders.
• Interpret financial and legal entity documentation from various domains and diverse sources.
• Demonstrate a strong ability to adapt and become an expert on proprietary products and client business lines through complex engagements.
• Navigate new requirements with clients to strategize and implement new workflows and processes.

What We're Looking For

• 1-2 years of proven experience in a regulatory related field with previous process management experience.
• Exposure to the derivatives trading (preferred).
• Familiarity with KYC constitutional documents including onboarding
• Ability to handle pressure and manage conflicting priorities.
• Excellent analytical, project management and problem-solving skills.
• Strong communication skills with exceptional presentation expertise.
• Basic understanding of financial services firms and investment management operations.
• Strong attention to detail and organizational skills with a focus on quality and process.
• Must be able to work collaboratively with team members, both senior and junior.
• Proficient in Microsoft Office Suite. Strong proficiency in Excel preferred