Junior Compliance Officer - Operational Compliance | London, UK | Hybrid

Man Group plc; London; Hybrid; GBP 40,000 - 80,000; Full time

Job summary

An established industry player is seeking a Junior Compliance Officer to join their Operational Compliance team. This role involves ensuring regulatory compliance through oversight and guidance, working closely with various departments. You'll be responsible for regulatory reporting and compliance support across regional offices, while also identifying areas for improvement in processes. This position offers a unique opportunity to grow within a supportive environment that values diversity and professional development. If you're a proactive team player with strong analytical skills, this is the perfect opportunity to advance your career in compliance.

Benefits

Competitive holiday entitlements

Pension/401k

Life and long-term disability coverage

Group sick pay

Enhanced parental leave

Long-service leave

Private medical coverage

Discounted gym membership

Wellbeing programmes

Two 'Mankind' days of paid leave

Qualifications

• Educated to degree level or equivalent.
• Experience in compliance or regulatory operations is desirable.

Responsibilities

• Complete regulatory disclosure reporting and remain up to date with requirements.
• Assist with compliance monitoring and produce governance submissions.

Skills

Compliance Reporting

Regulatory Analysis

Analytical Skills

Problem-Solving

Education

Degree in relevant field

Job description

Junior Compliance Officer - Operational Compliance

Junior Compliance Officer - Operational Compliance

Man Group plc London, United Kingdom Apply now Posted 4 days ago Hybrid Job Permanent Competitive

Man Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic, Discretionary and Solutions offerings. Powered by talent and advanced technology, our single and multi-manager investment strategies are underpinned by deep research and span public and private markets, across all major asset classes, with a significant focus on alternatives. Man Group takes a partnership approach to working with clients, establishing deep connections and creating tailored solutions to meet their investment goals and those of the millions of retirees and savers they represent.

Headquartered in London, we manage $172.6 billion* and operate across multiple offices globally. Man Group plc is listed on the London Stock Exchange under the ticker EMG.LN and is a constituent of the FTSE 250 Index. Further information can be found at www.man.com

* As at 31 March 2025

Purpose of Role:

The Operational Compliance team sits within Non-Financial Risk and provides a second line of defence for the firm's activities. Their role includes providing oversight and guidance on the Firm's Compliance with applicable rules, regulations, internal policies and procedures including working with other areas of the Firm to devise and maintain appropriate systems and controls.

The Operational Compliance team provides support and assurance to the business across Regulatory, Investment and Client Operations with responsibilities including regulatory reporting (MiFIR, EMIR, AIFMD, Shareholding Disclosures), Voice Recording, Outsourcing and Fund Services Oversight through a full scope of Compliance activities from Advisory to Monitoring.

This role will report to the Head of Operational Compliance in a current team of 3 people.

Responsibilities:

• Responsible for completing regulatory disclosure reporting (short, substantial and takeover), as well as Section 793 Company Act requests
• Remain up to date with relevant regulatory and legal requirements in respect of all relevant disclosure requirements
• Perform gap analysis to identify areas for improvement in the disclosure system and reports and work with Technology to implement solutions
• Assist with the review of procedural documentation and Global Policies at least annually, identifying areas of improvement and propose policy and procedure updates
• Provide compliance support to other regional offices including the US and Asia team
• Assist members of the Operational Compliance team with Compliance Monitoring Programme delivery across team scope including regulatory reporting (EMIR and MiFIR), MiFID voice recording and CASS
• Produce Compliance submissions for Man Group governance
• Opportunities to be involved in broader range of team activities as the role develops

Key Skills & Experience:

• Educated to degree level or equivalent
• Experience in a compliance, reporting or regulatory operations role is desirable
• Previous experience working in a regulated environment required
• A focused, proactive team member able to drive their own development
• Self-starter with strong analytical and problem-solving skills
• Experience with technical or detailed processes beneficial but not essential

Our Culture, Values and Benefits at Man

Man Group is proud to provide the best working environment possible for all of its employees, and we are committed to equal opportunities. At Man Group we believe that a diverse workforce is a critical factor in the success of our business and this is embedded in our culture and values. There are a number of external and internal initiatives, partnerships and programmes that help us to attract and develop talent from diverse backgrounds and that encourage inclusion and diversity across our firm and the industry. Man Group is a Signatory of the Women in Finance Charter and the Race at Work Charter.

Man Group supports many charities, and global initiatives. We support professional training and development, and requests for flexible or part-time working. Employees are also offered two 'Mankind' days of paid leave per year as part of the Man Charitable Trust's community volunteering programme.

We offer comprehensive, firm-wide employee benefits including competitive holiday entitlements, pension/401k, life and long-term disability coverage, group sick pay, enhanced parental leave and long-service leave. Additional benefits are tailored to local markets and may include private medical coverage, discounted gym membership and wellbeing programmes.

Man Group is a Disability Confident Committed employer; if you require help or information on reasonable adjustments as you apply for roles with us, please contact [e-mail] .

Man Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic, Discretionary and Solutions offerings. Powered by talent and advanced technology, our single and multi-manager investment strategies are underpinned by deep research and span public and private markets, across all major asset classes, with a significant focus on alternatives. Man Group takes a partnership approach to working with clients, establishing deep connections and creating tailored solutions to meet their investment goals and those of the millions of retirees and savers they represent.

Headquartered in London, we manage $168.6 billion* and operate across multiple offices globally. Man Group plc is listed on the London Stock Exchange under the ticker EMG.LN and is a constituent of the FTSE 250 Index. Further information can be found at www.man.com

* As at 31 Dec 2024

Create a Job Alert

Interested in building your career at Man Group? Get future opportunities sent straight to your email.
Create alert

Man Group is a global, technology-empowered active investment management firm focused on delivering alpha and portfolio solutions for clients. Headqua...

Boost your career

Find thousands of job opportunities by signing up to eFinancialCareers today.