Compliance Officer AVP

Apollo Solutions; Greater London; Hybrid; GBP 33,000 - 55,000; Full time

Job summary

An established industry player is seeking a Compliance Officer to join their dynamic team in London. This role involves providing expert compliance advice on UK and European regulations, ensuring adherence to critical policies impacting global markets. The ideal candidate will possess strong analytical skills and a proven ability to solve problems under pressure. With a competitive salary and excellent benefits, this opportunity offers a chance to make a significant impact within a forward-thinking organization. If you thrive in a fast-paced environment and are passionate about compliance, this role is perfect for you.

Qualifications

• 4+ years in controls/ operational risk.
• Knowledge of UK and EU compliance regulations.

Responsibilities

• Provide compliance advice on reporting matters.
• Guide teams on UK and European regulations.
• Review and challenge risk controls.

Skills

Analytical Skills

Compliance Knowledge

Problem Solving

Communication Skills

Education

Degree in Finance or Law

Job description

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This range is provided by Apollo Solutions. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

Direct message the job poster from Apollo Solutions

Global Compliance & Legal Headhunter | Apollo Solutions

AVP - Transaction Reporting Compliance Officer

London, UK - Hybrid

Strong base salary + excellent benefits

Our Banking client is looking for an analytical individual in operational/ business risk, adding to their Compliance team.

Responsibilities:

• Providing compliance advice on all matters related to Reporting.
• Offering guidance and advice on UK and European regulations to front office and Compliance teams across CIB and the wider Group.
• Advising the business on Compliance topics and participating in relevant governance committees, regarding transactions, businesses and regulatory topics.
• Providing an effective training programme for the relevant Global Markets businesses on relevant rules and regulations.
• Reviewing and challenging Risk Controls.

Requirements:

• Knowledge of various compliance policies and procedures impacting Global markets, particularly the UK and EU (MiFID II/R, EMIR, SFTR, CFTC etc.)
• 4+ years in controls/ operational risk.
• Excellent analytical skills and good judgement, with a proven ability as a problem solver. Ability to respond quickly and accurately under pressure.
• Clear and concise English communication.

Sound like you? Click apply or email [e-mail] for more info.

Seniority level

• Seniority level

  Mid-Senior level

Employment type

• Employment type

  Full-time

Job function

• Job function

  General Business and Legal

• Industries

  Banking, Financial Services, and Investment Banking

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