Junior Compliance Analyst

jobs.jerseyeveningpost.com-job boards; United Kingdom; On-site; GBP 30,000 - 40,000; Full time

Job summary

A leading company in the UK is seeking a Compliance Assistant to support the Deputy Head of Compliance. This role involves managing compliance tasks, conducting due diligence checks, and providing regulatory training to employees. Ideal candidates will possess strong communication skills and a relevant degree or experience in a regulated environment.

Qualifications

• Experience in a regulated organization, especially in fund/asset management.

Responsibilities

• Managing compliance registers and performing day-to-day compliance tasks.
• Maintaining the Compliance Monitoring Programme.

Skills

Attention to detail

Communication

Education

University Degree

Job description

A great varied opportunity assisting the Deputy Head of Compliance with maintaining compliance monitoring systems and controls.

Responsibilities include:

1. Performing day-to-day compliance tasks, including managing compliance registers.
2. Undertaking due diligence checks and sanctions screening.
3. Maintaining the Compliance Monitoring Programme to ensure its effectiveness in managing operational and regulatory risks.
4. Assisting in the provision of compliance and regulatory training to employees.
5. Signing off on marketing documents.

The ideal candidate will have:

• Attention to detail and strong communication skills (both written and spoken).
• Previous experience working within a regulated organization, especially in fund/asset management firms, would be advantageous.
• A University Degree or relevant work experience.