Investment Compliance Advisor

Bruin; Greater London; On-site; GBP 45,000 - 55,000; Full time

Job summary

An established industry player is seeking a skilled Compliance professional to join their European Product team. This role offers a unique opportunity to engage in product governance and regulatory compliance across a growing range of investment products, including UCITS mutual funds and ETFs. The ideal candidate will possess 3-5 years of experience in asset management compliance and a strong understanding of UK/Ireland product requirements. Join a dynamic team where your insights will shape the future of financial services and investment management, ensuring compliance with evolving regulations.

Qualifications

• 3-5 years' experience in asset management compliance.
• Strong understanding of UCITS and fund governance.

Responsibilities

• Advise on compliance and conduct matters across the product lifecycle.
• Support product development with regulatory input.

Skills

Asset Management Compliance

AIFMD

UCITS

Fund Governance

Consumer Duty

ESG

Product Disclosure

Communication Skills

Job description

2 weeks ago Be among the first 25 applicants

This range is provided by Bruin. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

Direct message the job poster from Bruin

We’re looking for an experienced Compliance professional to support our client who are a leading Investment Manager. The successful candidate will form part of the European Product team in a broad advisory role, focused on product governance, regulatory compliance, and conduct. This is a fantastic opportunity to help shape and support a growing product range, including UCITS mutual funds and ETFs.

What you’ll do:

• Advise on compliance and conduct matters across the product lifecycle
• Support product development and fund changes with regulatory input
• Help shape and embed product governance frameworks
• Collaborate with internal stakeholders across Compliance, Legal, and Investments
• Stay ahead of evolving regulatory topics like Consumer Duty, ESG, and Product Disclosure
• Contribute to briefings, training, and board updates

Requirements:

• 3-5 years' experience in asset management compliance
• AIFMD experience
• Strong understanding of UCITS, UK/Ireland product requirements, and fund governance
• Familiarity with PROD, Consumer Duty, SFDR, and Sustainability Disclosures
• Collaborative mindset, commercial thinking, and great communication skills

Seniority level

• Seniority level

  Associate

Employment type

• Employment type

  Full-time

Job function

• Job function

  Other

• Industries

  Financial Services and Investment Management

Referrals increase your chances of interviewing at Bruin by 2x

Get notified about new Compliance Advisor jobs in London Area, United Kingdom.

London, England, United Kingdom 1 week ago

London Area, United Kingdom £45,000.00-£55,000.00 6 hours ago

Employee Compliance Global Compliance Officer

London, England, United Kingdom 1 month ago

Compliance Officer - Anti-Money Laundering

London, England, United Kingdom 1 week ago

Junior Compliance Officer - Operational Compliance

AMOI - Compliance & Regulation - Graduate (12 month contract)

London, England, United Kingdom 4 months ago

Employee Compliance Global Compliance Officer

London, England, United Kingdom 1 week ago

London, England, United Kingdom 3 weeks ago

Junior Compliance Officer - Investment Management Advisory

London, England, United Kingdom 1 week ago

Compliance Sanctions Officer - UK Sanctions Advisory (Vice President)

London, England, United Kingdom 2 weeks ago

City Of London, England, United Kingdom £147,000.00-£155,000.00 3 weeks ago

London, England, United Kingdom 3 weeks ago

London, England, United Kingdom 2 weeks ago

International Visa and Compliance Advisor

London, England, United Kingdom £29,959.00-£33,482.00 14 hours ago

City Of London, England, United Kingdom £40,000.00-£70,000.00 2 weeks ago

London, England, United Kingdom 1 day ago

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.