Investment Compliance Advisor

JR United Kingdom; London; On-site; GBP 50,000 - 90,000; Full time

Job summary

An established industry player seeks an experienced Compliance professional to join their European Product team. This role offers a unique opportunity to shape and support a growing product range, including UCITS mutual funds and ETFs. You will advise on compliance and conduct matters throughout the product lifecycle, ensuring robust governance frameworks are in place. Collaborating with internal teams, you'll stay ahead of evolving regulatory topics like Consumer Duty and ESG, contributing to training and board updates. If you have a collaborative mindset and a strong background in asset management compliance, this position is perfect for you.

Qualifications

• 3-5 years' experience in asset management compliance.
• Strong understanding of UCITS and fund governance.

Responsibilities

• Advise on compliance and conduct matters across the product lifecycle.
• Support product development with regulatory input.

Skills

Asset Management Compliance

Regulatory Compliance

Product Governance

Communication Skills

Collaborative Mindset

Job description

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We’re looking for an experienced Compliance professional to support our client who are a leading Investment Manager. The successful candidate will form part of the European Product team in a broad advisory role, focused on product governance, regulatory compliance, and conduct. This is a fantastic opportunity to help shape and support a growing product range, including UCITS mutual funds and ETFs.

What you’ll do:

• Advise on compliance and conduct matters across the product lifecycle
• Support product development and fund changes with regulatory input
• Help shape and embed product governance frameworks
• Collaborate with internal stakeholders across Compliance, Legal, and Investments
• Stay ahead of evolving regulatory topics like Consumer Duty, ESG, and Product Disclosure
• Contribute to briefings, training, and board updates

Requirements:

• 3-5 years' experience in asset management compliance
• AIFMD experience
• Strong understanding of UCITS, UK/Ireland product requirements, and fund governance
• Familiarity with PROD, Consumer Duty, SFDR, and Sustainability Disclosures
• Collaborative mindset, commercial thinking, and great communication skills