Independent Financial Advisor

Ferguson Dean; Wirral; On-site; GBP 100,000 - 130,000; Full time

Benefits offered by this job

Excellent salary and earnings

Executive benefits

Technical/paraplanning support

Job summary

A Wirral-based financial services firm is seeking a qualified professional to manage client portfolios and ensure compliance with TCF and FCA regulations. The role involves portfolio reviews, transitioning clients, and identifying new opportunities. Candidates should possess at least a Diploma Level 4 and knowledge of VCT, EIS, and IHT matters. Excellent salary over six figures and executive benefits offered.

Qualifications

• Diploma Level 4 as a minimum, ideally working towards Chartered.
• Ability to manage and maximise portfolios in line with TCF and FCA requirements.
• Knowledge of financial planning, including VCT, EIS, and IHT matters.
• Use of Cash Flow modelling, ideally Voyant, would be beneficial but not essential.

Responsibilities

• Conduct portfolio reviews with existing clients.
• Work with the business owner to transition clients.
• Identify client needs and referrals.
• Maintain compliant client files with the technical team.
• Engage in continuous professional development.
• Seek new client opportunities actively.

Skills

Portfolio management

Client relationship building

Compliance knowledge

Cash Flow modelling

Cash flow modelling

Education

Diploma Level 4

Chartered status (target)

Tools

Voyant

Job description

This role is provided by Ferguson Dean. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

The Company

• Wirral based owner managed business.
• Independent and private client focused.

The Role

• Portfolio reviews with existing clients.
• Working with the business owner to transition clients.
• Identifying other needs for clients, and any referrals possible.
• Maintaining up to date and compliant client files in conjunction with the technical team.
• Keeping up to date CPD.
• Actively seeking out new client opportunities as required.

The Candidate

• Diploma Level 4 as a minimum, ideally working towards Chartered.
• Ability to manage and maximise portfolios, in line with TCF and FCA requirements.
• Knowledge of general planning and also ideally VCT, EIS and IHT matters.
• Use of Cash Flow modelling, ideally Voyant, would be beneficial but not essential.

Package

• Excellent salary and earnings (over six figures), executive benefits and technical/paraplanning support.

Next steps

• Apply with a CV to below email for confidential discussion, review of opportunity and process.