Independent Financial Advisor

JR United Kingdom; United Kingdom; Remote; GBP 40,000 - 80,000; Full time

Job summary

An established wealth management firm is seeking an Independent Financial Advisor to enhance their client services. In this role, you will deliver comprehensive financial advice tailored to individual client needs, supported by a robust paraplanning team. The position emphasizes maintaining high standards of client care and compliance with industry regulations. If you are passionate about helping clients achieve their financial goals and possess the necessary qualifications, this is an excellent opportunity to advance your career in a supportive environment.

Qualifications

• Experience in providing independent financial advice.
• Knowledge of compliance and record-keeping standards.

Responsibilities

• Provide holistic independent advice to clients based on their financial situations.
• Maintain accurate records and ensure compliance with company standards.

Skills

Client-Centric Advisory

Holistic Financial Advice

Financial Analysis

Record Keeping

Compliance with Advice Standards

Education

RQF Level 4 Diploma in Regulated Financial Planning

Job description

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Independent Financial Advisor, United Kingdom

Client:

Clayton Davies

Location:

Job Category:

Other

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EU work permit required:

Yes

Job Views:

2

Posted:

08.05.2025

Expiry Date:

22.06.2025

Job Description:

Home Based

Our client, a successful wealth management firm, is looking for an Independent Financial Adviser to join the team. You will receive full paraplanning and administration support.

Role & Responsibilities:

• Operate to the highest standards within a client-centric environment, practicing a standardized process for advising clients and maintaining records of advice.
• Provide fully holistic independent whole-of-market advice to customers.
• Analyze clients’ circumstances and finances to establish suitable solutions for their differing needs.
• Ensure client outcomes adhere to company Advice Standards and Consumer Duty Policy.
• Provide clients with comprehensive verbal and documented recommendations in line with the company’s best practice.
• Ensure best practice and client outcomes.
• Keep records appropriately in line with the company’s record-keeping and file quality requirements.
• Maintain competence to provide advice and undertake a documented CPD program.

Minimum Requirements:

• RQF Level 4 Diploma in Regulated Financial Planning (or equivalent).
• Previous experience as a Financial Adviser.
• Ideally hold SPS Statement of Professional Standing by an FCA-accredited body.

Due to the high volume of applications, we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.

Clayton Davies is acting as an employment agency on behalf of our client.