Independent Financial Advisor

JR United Kingdom; Carlisle; On-site; GBP 60,000 - 100,000; Full time

Job summary

An established industry player in the financial advisory sector is looking for a dedicated adviser to manage a prestigious portfolio of high-net-worth clients. This role focuses on delivering exceptional client service while receiving full paraplanning and administrative support. You will engage in continuous professional development and work closely with clients to identify their needs and maximize their portfolios. Join a forward-thinking firm that values independence and client-centric solutions, and take your career to the next level in a supportive environment.

Benefits

Executive Benefits

Technical Support

Paraplanning Support

Qualifications

• Minimum Diploma Level 4, ideally working towards Chartered status.
• Ability to manage portfolios in line with TCF and FCA requirements.

Responsibilities

• Conduct portfolio reviews with existing clients.
• Collaborate with the business owner to transition clients.
• Proactively seek new client opportunities as needed.

Skills

Portfolio Management

Client Engagement

Financial Planning

Cash Flow Modelling

Education

Diploma Level 4

Tools

Voyant

Job description

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About the Opportunity

A highly respected and successful IFA practice in the Carlisle region has been acquired by a leading regional Chartered firm. They are seeking an adviser to join them and take over an existing portfolio of high-net-worth clients. The portfolio includes approximately £70m AUM, with most clients in the retirement or pre-retirement phase. All paraplanning and administrative support will be provided, enabling you to focus on delivering exceptional client service.

Package

• Competitive salary and earnings (over six figures), with executive benefits and technical/paraplanning support.

The Company

• Leading regional IFA business backed by a Chartered regional powerhouse. Independent and private client focused.

The Role

• Conduct portfolio reviews with existing clients.
• Collaborate with the business owner to transition clients.
• Identify additional client needs and potential referrals.
• Maintain up-to-date and compliant client files in conjunction with the technical team.
• Engage in continuous professional development (CPD).
• Proactively seek new client opportunities as needed.

The Candidate

• Minimum Diploma Level 4, ideally working towards Chartered status.
• Ability to manage and maximize portfolios in line with TCF and FCA requirements.
• Knowledge of general planning, with familiarity in VCT, EIS, and IHT matters preferred.
• Experience with cash flow modelling, preferably Voyant, is advantageous but not essential.

Next Steps

• Apply with your CV to the email below for a confidential discussion and review of the opportunity and process.