Hybrid Platform Compliance Specialist

Omnis Investments Limited; Swindon; Hybrid; GBP 68,000 - 83,000; Full time

Benefits offered by this job

Salary up to £75,000

On target bonus 15%

Pension—employer match up to 5% + 5%

Critical illness cover

Income protection

Death in service 4x salary

27 days holiday + bank holidays (+ up

Private medical & dental insurance

Job summary

Omnis Investments Limited is seeking a Platform Compliance Specialist to provide second-line Compliance support and oversight across the Omnis platform, ensuring regulatory compliance and good customer outcomes. The role is hybrid, with 3 days a week in Swindon office, and involves developing the Compliance framework and delivering governance activities.

You will support horizon scanning, regulatory change, and produce Compliance reporting while collaborating with Risk, Financial Crime, Legal

Qualifications

• Previous operational risk and Compliance experience within investment management or platform businesses.
• Strong knowledge of second-line monitoring and assurance techniques.
• Solid understanding of Consumer Duty, conduct risk, Financial Crime and customer outcomes.

Responsibilities

• Provide Compliance advice and challenge on regulatory requirements, controls and business change.
• Deliver risk-based Compliance monitoring and assurance activities.
• Identify, investigate and escalate Compliance issues and breaches with remediation tracking.

Skills

Regulatory compliance

2LoD monitoring

Risk assessment

Communication skills

Analytical thinking

Job description

Omnis Investments Limited is seeking a Platform Compliance Specialist to provide second-line Compliance support and oversight across the Omnis platform, ensuring regulatory compliance and good customer outcomes. The role is hybrid, with 3 days a week in Swindon office, and involves developing the Compliance framework and delivering governance activities.

You will support horizon scanning, regulatory change, and produce Compliance reporting while collaborating with Risk, Financial Crime, Legal