2LoD Platform Compliance Advisor (Hybrid)

Openwork Limited; Greater London; Híbrido; GBP 68.000 - 83.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Bonus 15%

Pension matched 5%

Critical illness cover

Income protection

Death in service 4x salary

27 days holiday + bank holidays + buy

Flexible benefits package

Descripción de la vacante

Omnis Investments is seeking a Platform Compliance Specialist to provide second-line Compliance support across the Omnis platform. You will offer advice, oversight and assurance to support regulatory compliance and customer outcomes while helping develop the Compliance framework and deliver monitoring and governance activities.

This hybrid role requires 3 days a week in our Swindon office and offers a competitive package with a 15% on-target bonus, a pension with employer match,

Formación

• Must have operational risk and Compliance experience in investment management or platform businesses.
• Strong knowledge of 2LoD monitoring and assurance.
• Excellent communication and influencing abilities.

Responsabilidades

• Provide Compliance advice and challenge on regulatory requirements, controls, new products and business change.
• Deliver risk-based Compliance monitoring and assurance including thematic reviews and control testing.
• Identify, investigate and remediate Compliance issues, control weaknesses, incidents and breaches with corrective actions tracked to completion.
• Support oversight of Consumer Duty, customer outcomes and Financial Crime controls including triage of queries.
• Maintain and develop the platform Compliance framework, policies and governance documents.
• Support horizon scanning and regulatory change and track implementation.
• Produce Compliance reporting and MI and work with Risk, Financial Crime and Legal teams.

Conocimientos

Operational risk experience

Compliance monitoring

Regulatory knowledge

Communication skills

Influencing skills

Descripción del empleo

Omnis Investments is seeking a Platform Compliance Specialist to provide second-line Compliance support across the Omnis platform. You will offer advice, oversight and assurance to support regulatory compliance and customer outcomes while helping develop the Compliance framework and deliver monitoring and governance activities.

This hybrid role requires 3 days a week in our Swindon office and offers a competitive package with a 15% on-target bonus, a pension with employer match,