Head of Compliance & Risk — FCA & AR Oversight

Allocator One Group; Greater London; Hybrid; Confidential; Full time

Benefits offered by this job

Ownership from day one

Senior operator-led team

Global business presence

Job summary

Allocator One Group is looking for a Head of Compliance & Risk in London (hybrid) to oversee regulatory compliance and risk obligations. You will drive the FCA authorisation process and support appointed representatives while ensuring all compliance policies are adopted.

This hands-on role requires prior experience with the FCA, a pragmatic mindset, and a deep understanding of financial crime obligations. Join a global team committed to shaping compliance within private markets.

Qualifications

• Prior experience at a principal/host firm with oversight of appointed representatives.
• Knowledge of the FCA's enhanced AR rules and SM&CR.
• Experience in fund management or financial services.

Responsibilities

• Drive the firm's FCA authorisation process and engage with the FCA.
• Own the compliance oversight and monitoring framework.
• Lead the firm's risk management framework.

Skills

Regulatory compliance oversight

FCA Handbook knowledge

Risk management

Financial crime / AML obligations

Proportionate framework building

Job description

Allocator One Group is looking for a Head of Compliance & Risk in London (hybrid) to oversee regulatory compliance and risk obligations. You will drive the FCA authorisation process and support appointed representatives while ensuring all compliance policies are adopted.

This hands-on role requires prior experience with the FCA, a pragmatic mindset, and a deep understanding of financial crime obligations. Join a global team committed to shaping compliance within private markets.