Head of Compliance & Regulatory Risk (SMF16)

Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid); Greater London; Hybrid; GBP 180,000 - 200,000; Full time

Job summary

Compliance Recruitment Solutions Limited is seeking a Head of Compliance in London. The role requires SMF 16 experience, oversight of a large, multi-site team and strong interaction with the FCA. The successful candidate will drive regulatory risk management and a robust compliance framework.

Role is hybrid (60% in London office) with occasional travel to other UK or international offices. You will report to the CEO and interact with senior management and the Board.

Qualifications

• Has held SMF 16 in a large corporate firm.
• Experience in Banking or Insurance & Pension sectors.
• Experience managing large teams with matrix reporting.
• Proven ability to lead regulatory change and risk framework development.

Responsibilities

• Advise the Board on regulatory risk management and attend committees and Board meetings.
• Manage a team of senior staff and overseas compliance personnel.
• Lead FCA interactions, regulatory submissions and supervision dialogues.
• Oversee regulatory reporting program and ensure timely, accurate submissions.
• Develop and maintain the compliance framework and policies.

Skills

Regulatory risk

Compliance leadership

Board advisory

Staff management

Regulatory submissions

Education

SMF 16 qualification

Job description

Compliance Recruitment Solutions Limited is seeking a Head of Compliance in London. The role requires SMF 16 experience, oversight of a large, multi-site team and strong interaction with the FCA. The successful candidate will drive regulatory risk management and a robust compliance framework.

Role is hybrid (60% in London office) with occasional travel to other UK or international offices. You will report to the CEO and interact with senior management and the Board.