Head of Compliance

www.topfinancialjobs.co.uk - Jobboard; Bristol; On-site; GBP 60,000 - 100,000; Full time

Job summary

An established industry player is seeking a Head of Compliance to lead their compliance efforts and ensure adherence to critical regulations. This pivotal role involves overseeing compliance with frameworks such as the Insurance Distribution Directive and Consumer Duty, while promoting a culture of compliance within the organization. The ideal candidate will have a strong background in regulatory compliance and risk management, ensuring that all operations meet necessary standards. Join this forward-thinking firm and make a significant impact in the financial services sector.

Qualifications

• Proven experience in compliance roles within financial services.
• Strong knowledge of regulatory frameworks and guidelines.

Responsibilities

• Ensure adherence to regulatory standards and guidelines.
• Foster a culture of compliance across the organization.

Skills

Regulatory Compliance

Risk Management

Insurance Distribution Directive (IDD)

Consumer Duty

Product Governance

Education

Bachelor's Degree in Law or Finance

Relevant Compliance Certifications

Job description

Head of Compliance

The Head of Compliance is responsible for ensuring the firm complies with all relevant regulations and guidelines. This includes adherence to critical regulatory frameworks such as the Insurance Distribution Directive (IDD), Consumer Duty, and Product Governance. The Head of Compliance ensures that the firm's procedures and operations meet the necessary regulatory standards while fostering a culture of compliance across the organization.

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