Group Regulatory Compliance Lead - Risk & Consumer Duty

ZIGUP; Tees Valley; On-site; GBP 65,000 - 95,000; Full time

Benefits offered by this job

Annual leave

Pension 5%

Financial benefits

Wellbeing services

Motoring benefits

Stream app

Job summary

ZIGUP is seeking an experienced Group Regulatory Compliance Manager to join our Group Compliance team. The role involves advising across Consumer Duty, conduct risk, financial crime, operational resilience and AI governance, with responsibility for regulatory reporting and SMCR governance.

Based in the North East or Yorkshire with travel to Darlington, Peterlee and Huddersfield locations, you will translate complex regulations into practical guidance and help embed a strong compliance culture

Qualifications

• Strong experience in regulatory compliance or conduct risk.
• Solid working knowledge of the FCA Handbook (SYSC, COCON, ICOBS, CMCOB, PROD, CONC, Consumer Duty).
• Ability to interpret complex rules and translate into practical guidance.

Responsibilities

• Provide practical compliance, conduct risk and Consumer Duty advice across ZIGUP businesses.
• Identify and assess regulatory and conduct risks using monitoring and assurance activities.
• Undertake regulatory horizon scanning and advise on upcoming changes.
• Provide oversight across financial crime, operational resilience and AI governance.
• Support FCA regulatory reporting and maintain governance docs (SMCR).
• Build trusted relationships with stakeholders and embed regulatory requirements in products and customer journeys.

Skills

Regulatory compliance

FCA Handbook

Stakeholder management

Regulatory reporting

Consumer Duty

Operational resilience

Financial crime

Job description

ZIGUP is seeking an experienced Group Regulatory Compliance Manager to join our Group Compliance team. The role involves advising across Consumer Duty, conduct risk, financial crime, operational resilience and AI governance, with responsibility for regulatory reporting and SMCR governance.

Based in the North East or Yorkshire with travel to Darlington, Peterlee and Huddersfield locations, you will translate complex regulations into practical guidance and help embed a strong compliance culture