Compliance Advisor – Regulatory Risk & Training

IPS Group; England; On-site; GBP 60,000 - 90,000; Full time

Job summary

IPS Group seeks a proactive compliance professional for a market leading insurance company in the UK. You will support the Regulatory Compliance team, promote a strong compliance culture across the Group, and help embed robust practices to meet regulatory expectations.

Key duties include horizon scanning across UK entities, developing training aligned with regulatory requirements, maintaining policies and SM&CR frameworks, coordinating regulatory submissions and inquiries, and contributing to

Qualifications

• Strong academic background (minimum 2 A Levels or equivalent).
• Relevant professional qualifications desirable (or willingness to obtain this in the future), but not essential.

Responsibilities

• Undertaking horizon scanning across UK entities and licensed territories.
• Supporting the development, enhancement and delivery of compliance training.
• Assisting in the development, review and maintenance of Group Compliance Policies and Procedures.
• Assisting in the maintenance of the SM&CR framework across relevant entities.
• Ensuring accurate, complete and timely submission of regulatory returns, including FCA RMAR submissions.
• Maintaining oversight of international regulatory submissions across jurisdictions.
• Monitoring and assessing compliance with applicable regulatory requirements including FCA Consumer Duty.
• Coordinating responses to regulatory enquiries and supervisory interactions.
• Coordinating overseas regulatory filings and licence renewals.

Education

2 A Levels or equivalent

Professional qualifications desirable

Tools

Microsoft Word

PowerPoint

Excel

Job description

IPS Group seeks a proactive compliance professional for a market leading insurance company in the UK. You will support the Regulatory Compliance team, promote a strong compliance culture across the Group, and help embed robust practices to meet regulatory expectations.

Key duties include horizon scanning across UK entities, developing training aligned with regulatory requirements, maintaining policies and SM&CR frameworks, coordinating regulatory submissions and inquiries, and contributing to