EMEA Trading Supervisory VP - Wealth Management

Testing Site - JPMC; Greater London; On-site; GBP 140,000 - 190,000; Full time

Job summary

Testing Site - JPMC is seeking a senior EMEA Trading Supervisory Management - Vice President to oversee wealth management cross-asset trading desks, with exposure to strategic initiatives and marketing topics across the business.

The role involves coordinating with Risk, Control, Compliance, and Legal on product-related issues, and leading oversight of operations and supervisory reviews within Global Wealth Management.

Qualifications

• University degree or above.
• Proficient in English.
• Controls related experiences within the financial services industry especially with experience in reviewing and approving Marketing Materials.
• Understanding of wealth management business including process flows, services, regulatory/control requirements.
• Work independently and at the same time act as a good team player.
• Problem solving mindset, ability to take initiative to resolve issues.

Responsibilities

• Deals effectively with the trading desk and oversees daily operations.
• Identifies potential risk areas and / or control gaps along with daily monitoring of trading and business processes.
• Evaluates desk procedures and client communication for appropriateness.
• Reviews and approval of daily trade alerts and exception reports for trading desk.
• Reviews Marketing Materials to ensure the materials adhere to applicable regulatory requirements and bank policies.
• Manages and coordinates projects in relation to business communications by liaising with business and Marketing teams.
• Manages audit projects by demonstrating adherence to internal policies and procedures, as well as providing all necessary documentation in accordance with internal/external examiners' requests.

Education

University degree

Job description

Testing Site - JPMC is seeking a senior EMEA Trading Supervisory Management - Vice President to oversee wealth management cross-asset trading desks, with exposure to strategic initiatives and marketing topics across the business.

The role involves coordinating with Risk, Control, Compliance, and Legal on product-related issues, and leading oversight of operations and supervisory reviews within Global Wealth Management.