EMEA Trading Supervisory Management - Senior Associate

JPMorgan Chase & Co.; Greater London; Vor Ort; GBP 80.000 - 120.000; Vollzeit

Zusammenfassung

JPMorgan Chase & Co. in London seeks an EMEA Trading Supervisory Management - Senior Associate to oversee wealth management cross-asset trading desks, risk reviews, and related strategic initiatives.

The role involves coordinating with Risk, Control, Compliance, and Legal on issues arising within the Solutions product teams. The incumbent will supervise daily operations, monitor processes, review client communications, and ensure marketing materials meet regulatory requirements and bank

Qualifikationen

• University degree or above.
• Proficient in English.
• Controls related experiences within the financial services industry.
• Understanding of wealth management processes, services, regulatory/control requirements.
• Work independently and as a good team player.
• Problem solving mindset and initiative to resolve issues.

Aufgaben

• Oversee daily operations of the trading desk and supervise the desk's activities.
• Identify potential risk areas and monitor trading and business processes.
• Evaluate desk procedures and client communications for accuracy and regulatory compliance.
• Review and approve daily trade alerts and exception reports.
• Review Marketing Materials to ensure regulatory alignment with bank policies.
• Coordinate projects related to business communications with Marketing and other teams.
• Manage audit projects and provide documentation for internal/external reviews.

Kenntnisse

English proficiency

Controls experience

Wealth management knowledge

Problem solving

Team player

Ausbildung

University degree or above

Jobbeschreibung

As a EMEA Trading Supervisory Management - Senior Associate in Trading SM you will be responsible for overseeing the wealth management cross asset trading desks business and operations with exposure to marketing topics as well within strategic projects and initiatives from the business.

The Global Wealth Management (“GWM”) Supervisory Manager for products (“Trading SM”) is responsible for all aspects of sales supervision and risk review for Solutions across all Asset Classes in their assigned regions/teams. The Trading SM coordinates and works closely with Risk, Control, Compliance and Legal on issues that arise in the product teams (“Solutions”).

Job responsibilities

• Deals effectively with the trading desk and oversees daily operations
• Identifies potential risk areas and / or control gaps along with daily monitoring of trading and business processes
• Evaluates desk procedures and client communication for appropriateness
• Reviews and approval of daily trade alerts and exception reports for trading desk
• Reviews Marketing Materials to ensure the materials adhere to applicable regulatory requirements and bank policies
• Manages and coordinates projects in relation to business communications by liaising with business and Marketing teams
• Manages audit projects by demonstrating adherence to internal policies and procedures, as well as providing all necessary documentation in accordance with internal/external examiners' requests

Required qualifications, capabilities and skills

• University degree or above
• Proficient in English
• Controls related experiences within the financial services industry especially with experience in reviewing and approving Marketing Materials
• Understanding of wealth management business including process flows, services, regulatory/control requirements
• Work independently and at the same time act as a good team player
• Problem solving mindset, ability to take initiative to resolve issues

Preferred qualifications, capabilities and skills

• Comparable roles, Compliance, Surveillance, Risk/Operational Risk management or Audit experience