Deputy Manager Compliance

ZipRecruiter; London; On-site; GBP 45,000 - 65,000; Full time

Job summary

A leading company in legal and compliance seeks a Deputy Manager to oversee compliance and anti-financial crime functions. The role includes conducting risk assessments, implementing monitoring plans, and advising on compliance matters, ensuring regulatory standards are met. Ideal candidates will have a strong background in compliance frameworks and risk management.

Qualifications

• Strong understanding of compliance frameworks and regulations.
• Excellent analytical and problem-solving skills.
• Experience in compliance or financial crime roles is advantageous.

Responsibilities

• Conduct Compliance Risk Assessments and oversight reviews.
• Advise business units on Compliance and Financial Crime matters.
• Develop and implement a Compliance Monitoring Plan.

Skills

Compliance Risk Assessment

Regulatory Compliance

Financial Crime Risk Management

Policy Drafting

Job description

Job Description

Job Role

The Deputy Manager supports the Head of Legal & Compliance in overseeing Compliance and Anti-Financial Crime functions. The role focuses on second-line oversight reviews and advisory related to regulatory compliance and financial crime risk.

Key Responsibilities

• Conduct Compliance Risk Assessments.
• Develop and implement a Compliance Monitoring Plan to evaluate the effectiveness of internal controls.
• Perform oversight reviews in line with the Monitoring Plan and follow up on resulting action items.
• Identify and mitigate Compliance and Financial Crime risks through reviews and control enhancements.
• Advise business units and senior management on Compliance and Financial Crime matters.
• Draft, review, and update policies to ensure regulatory compliance.
• Manage daily Compliance and Financial Crime operations across business and support functions.
• Independently investigate financial crime escalations and related queries.