Conduct and Compliance Manager - Retail FS, London

ZipRecruiter; London; Hybrid; GBP 60,000 - 80,000; Full time

Job summary

A leading company in retail financial services is looking for a Conduct and Compliance Manager in London. This role involves advising clients on regulatory risks, managing compliance projects, and mentoring junior staff in a hybrid work environment. The ideal candidate will be driven and eager for advancement opportunities.

Qualifications

• Experience managing conduct risk and compliance projects in retail financial services.
• Ability to provide regulatory risk advice to clients.

Responsibilities

• Mentoring and developing junior staff.
• Managing client relationships.
• Delivering critical business programs.

Skills

Regulatory Risk Advice

Client Relationship Management

Conduct Risk Management

Job description

Job Description

Conduct and Compliance Manager

London / Hybrid

Retail Financial Services

We are seeking an experienced, client-facing advisory professional to join a small team in London. The ideal candidate will have specific experience in managing and delivering conduct risk and compliance projects for retail financial services clients, including retail banking, consumer credit, motor finance, insurance, or wealth management.

The successful candidate will demonstrate the ability to provide detailed, pragmatic, and insightful regulatory risk advice to clients and assist them in navigating their relationship with the FCA.

Our client has a small but highly motivated and knowledgeable team based in The City, with hybrid working arrangements. The role involves mentoring and developing junior staff, managing client relationships, and delivering critical business programs.

This position is suitable for someone who is driven and seeking opportunities for growth without being limited by promotion prospects.