Compliance Surveillance Analyst

TN United Kingdom; Selby; Hybrid; GBP 40,000 - 50,000; Full time

Job summary

An established industry player in energy trading is seeking a Compliance Surveillance Analyst. This role offers a unique opportunity to shape the future of compliance functions within the organization. The successful candidate will have the chance to lead enhancements to surveillance processes, conduct market abuse reviews, and ensure regulatory compliance across various functions. With a competitive salary and an attractive benefits package, this hybrid working position is perfect for those with a strong analytical background and a passion for the energy sector. Join a dynamic team and make a significant impact in a fast-paced environment.

Benefits

Attractive benefits package

Hybrid working

Qualifications

• Strong academic background in a numerical or business discipline.
• Knowledge of wholesale markets and regulatory frameworks.

Responsibilities

• Lead changes to the surveillance process to enhance effectiveness.
• Conduct independent monitoring and investigations into compliance matters.

Skills

Analytical Skills

Knowledge of Regulatory Frameworks

Project Management

Communication Skills

Education

Degree in Numerical or Business Discipline

Job description

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• An excellent opportunity to shape the future of the Compliance function

About Our Client

Our client is a leading energy trading company based in North Yorkshire.

Job Description

The Compliance Surveillance Analyst based in North Yorkshire will be responsible for:

1. Identify and lead changes to the surveillance process, including automated alerting, to enhance effectiveness and efficiency.
2. Perform periodic reviews on market abuse patterns and risk assessments to evaluate the surveillance framework.
3. Support the Wholesale Compliance team in delivering physical and financial regulatory compliance across the group.
4. Conduct all associated BAU activities related to wholesale energy markets (REMIT, licences, industry codes) and financial markets (EMIR, MAR, MiFID II, FSMA/RAO).
5. Monitor trades, dispatch, and electronic communications, escalating issues to management as needed.
6. Conduct independent monitoring, reviews, and investigations into compliance matters.
7. Support 2LOD assurance activities across business functions, implementing mitigation strategies and supporting 1LOD and 3LOD activities.

The Successful Applicant

The ideal Compliance Surveillance Analyst will possess:

1. A strong academic background in a numerical or business discipline, or demonstrable relevant experience.
2. Basic understanding or interest in wholesale physical and financial markets.
3. Knowledge of wholesale markets and regulatory frameworks such as REMIT, MAR, MiFID II, EMIR, TCLC, IOLC, S&P, FSMA, and RAO, or transferable skills from prior experience.
4. Experience working with commercial teams, including 24-hour trading functions, demonstrating trust, confidence, and the ability to challenge the status quo.
5. Experience participating in projects involving complex data and influencing operational culture.

What's on Offer

Salary of £40,000-£50,000
Attractive benefits package
Hybrid working