Compliance Risk Officer

Jobtailor; Northwich; On-site; GBP 38,000 - 54,000; Full time

Job summary

Jobtailor is seeking an experienced Compliance professional to support the Deputy Head of Compliance and Head of Compliance on a range of activities and projects in the financial services sector.

You will produce reports and regulatory returns, conduct detailed research, and work with multiple business units to provide policy, framework and procedure guidance, while keeping up-to-date with regulatory developments.

Qualifications

• Solid compliance experience within financial services.
• Proven ability to work across multiple business units.
• Strong understanding of regulations impacting the business.
• Strong analytical and reporting abilities.
• Attention to detail and accuracy in high-pressure environments.

Responsibilities

• Support the Deputy Head and Head of Compliance on activities and projects.
• Produce reports and detailed research for internal and external use.
• Develop and maintain compliance policies, procedures and guidance.
• Communicate regulatory developments proactively.
• Ensure compliance work aligns with legal and regulatory standards.
• Build effective relationships with internal stakeholders.

Skills

Compliance Experience

Regulatory Knowledge

Analytical Skills

Report-Writing Skills

Microsoft Excel Proficiency

Communication Skills

Tools

Microsoft Excel

Microsoft Outlook

Microsoft Word

Job description

• Support the Deputy Head of Compliance and Head of Compliance on specific activities and projects
• Produce reports and returns involving detailed research and analysis from within and outside the unit
• Undertake specific tasks within defined terms of reference and processes
• Work with departments and business units to provide compliance framework, policy, and procedure support, advice, and guidance
• Facilitate identification, assessment, and management of compliance risk and regulatory requirements
• Ensure compliance principles, policies, and procedures are clearly defined
• Proactively communicate regulatory developments
• Ensure compliance work meets legal, regulatory, and generally accepted compliance standards
• Build and maintain effective relationships with internal stakeholders
• Review and stay current with regulatory, legislative, and market-practice changes affecting the business
• Support oversight of systems and controls, anti-money laundering, counter-terrorist financing, and anti-bribery/corruption requirements

Requirements

• Solid compliance experience within the financial services industry and compliance
• Proven experience working in a multi-disciplined team across business units
• Strong understanding of all regulations impacting the business
• Strong analytical skills
• Ability to work on own initiative
• Ability to undertake varied analysis while maintaining accuracy and quality
• Strong report-writing skills
• Attention to detail, adaptability, keenness to learn, and accurate keyboard skills
• Ability to work as a team player in a fast-paced, pressured environment
• Ability to build relationships effectively within the immediate team and wider business
• Proficiency in Microsoft Excel, Outlook, and Word

Core Competencies

Demonstrates solid compliance experience within the financial services industry, with strong analytical and report-writing skills. Proficient in managing compliance risks and regulatory requirements while building effective relationships across business units.

Highest-signal resume keywords

• Compliance Experience
• Regulatory Knowledge
• Analytical Skills
• Report-Writing Skills
• Microsoft Excel Proficiency

Hard Skills

• Compliance Framework Support
• Regulatory Requirements Management
• Detailed Research and Analysis
• Anti-Money Laundering
• Counter-Terrorist Financing
• Anti-Bribery/Corruption Compliance
• Policy and Procedure Development
• Risk Assessment
• Report Production
• Quality Control

Soft Skills

• Attention to Detail
• Adaptability
• Team Player
• Effective Communication
• Relationship Building

Industry Keywords

• Financial Services
• Compliance Standards
• Regulatory Developments
• Legislative Changes
• Market-Practice Changes

Tools & Technologies

• Microsoft Excel
• Microsoft Outlook
• Microsoft Word