Compliance & Risk Lead for Private Debt Growth

One Ten Associates; England; On-site; GBP 65,000 - 90,000; Full time

Job summary

One Ten Associates is partnering with a private debt fund and seeks a Compliance Manager to own day-to-day compliance and risk responsibilities. The role works closely with senior leadership to shape and develop the compliance programme as the business grows.

The successful candidate will lead the monitoring programme and ensure governance controls, AML/KYC processes, and risk frameworks are robust and scalable for an expanding client base.

Qualifications

• 3–6 years' relevant experience in compliance within an investment manager or a leading compliance consultancy.
• Exposure to private debt, private credit or private markets is valuable.
• Comfortable working independently and taking ownership, building processes in a growing business.
• Experience in risk management is advantageous, especially ICARA and risk-management frameworks.

Responsibilities

• Develop and manage the compliance monitoring programme, keeping policies, procedures and governance documents up to date.
• Oversee UK and US regulatory requirements, including regulatory reporting, horizon scanning and regulator liaison.
• Oversee AML, KYC and financial-crime controls across investor and counterparty onboarding.
• Manage trading and employee-compliance controls, including restricted lists and personal-account dealing.
• Build and oversee the firm’s risk-management framework, including ICARA, risk register, operational controls and senior-management reporting.

Skills

Regulatory compliance

Risk management

AML/KYC

Governance documentation

Stakeholder communication

Job description

One Ten Associates is partnering with a private debt fund and seeks a Compliance Manager to own day-to-day compliance and risk responsibilities. The role works closely with senior leadership to shape and develop the compliance programme as the business grows.

The successful candidate will lead the monitoring programme and ensure governance controls, AML/KYC processes, and risk frameworks are robust and scalable for an expanding client base.