Compliance Associate

One Ten Associates; London; On-site; GBP 40,000 - 60,000; Full time

Job summary

A leading financial services firm in London is seeking a Compliance Associate to ensure compliance across UK, US, and European regulations. The ideal candidate should have 2-5 years of experience in asset management. Responsibilities include compliance monitoring, regulatory reporting, and providing advice. This full-time role offers a unique opportunity in a dynamic environment.

Qualifications

• 2-5 years compliance experience in asset management.
• Generalist compliance experience.
• Familiarity with UK, US, and European regulations.

Responsibilities

• Ensure compliance monitoring across regulations.
• Provide regulatory advice to stakeholders.
• Conduct regulatory horizon scanning.
• Regulatory horizon scanning and providing regulatory advice to stakeholders.
• AML/KYC.

Skills

Compliance monitoring

Regulatory reporting

AML/KYC

Job description

Overview

One Ten Associates are partnering with a multi-strategy fund manager that is looking to hire a Compliance Associate within their London office.

Reporting into the Head of Compliance, this will be a generalist compliance role with exposure across UK, US and European regulations.

Responsibilities

• Compliance monitoring
• Central compliance
• Regulatory reporting
• Regulatory horizon scanning and providing regulatory advice to stakeholders
• AML/KYC

Qualifications

The ideal candidate will have between 2-5 years compliance experience having worked within asset management. Generalist compliance experience is a must.

Seniorities & Employment Details

• Seniority level: Associate
• Employment type: Full-time
• Job function: Legal
• Industries: Investment Management, Venture Capital and Private Equity Principals, and Financial Services

Pay and Notices

Base pay range: Direct message the job poster from One Ten Associates

Get notified about new Compliance Associate jobs in London Area, United Kingdom.