Compliance Officer, GET STAFFED ONLINE RECRUITMENT LIMITED

Guardian Jobs; Leicester; On-site; GBP 22,000 - 28,000; Full time

Job summary

An established industry player seeks a Compliance Officer to join their growing team in Leicester. In this pivotal role, you will analyze promotional materials to ensure compliance with regulatory standards and protect the interests of consumers. Your expertise in mortgage administration and regulatory environments will be crucial as you maintain records, escalate concerns, and support the compliance team. This dynamic position offers a supportive environment where your attention to detail and communication skills will shine. If you are ready to make a significant impact in the financial promotions sector, this opportunity is perfect for you.

Benefits

22 days additional leave plus bank holidays

Health and wellbeing programme

Sick pay

Qualifications

• Experience in a regulatory environment with mortgage admin background.
• Strong analytical and communication skills are essential.

Responsibilities

• Analyze promotional materials for compliance and risk assessment.
• Maintain accurate records and escalate concerns as needed.

Skills

Mortgage administration experience

Regulatory compliance understanding

Strong computer skills

Verbal and written communication skills

Analytical skills

Education

CeMap qualification (or willingness to obtain)

Tools

Microsoft applications

Job description

Compliance Officer – Financial Promotions

Leicester

Full time

£22,500 - £28,000 per annum

Our client is the largest privately-owned mortgage network in the UK. Their goal is to continue to be the best home for mortgage advisers, protection specialists, equity release experts and general insurance professionals, whatever their size or location. Due to continued growth, they are looking to expand their compliance team at their head office in Leicester.

Key Tasks

• Analysis of the materials provided to consider whether the promotions pose a risk of harm to the network or consumers.
• To ensure compliance in line with regulatory requirements within the network. Providing and recording approval to firms in respect of stationery, financial promotions and other customer facing materials, including social media
• Ensure accurate records are maintained, concerns are escalated, and any corrective action taken where appropriate.

Experience

• Ideally our client is looking for someone with mortgage admin experience, with a good grounding and understanding of working on a regulatory environment.
• Experience of working under pressure, prioritising and working to tight deadlines is essential.
• It is essential that you have good computer skills, including but not limited to Microsoft applications.

Qualifications

• Ideally you will need to be CeMap qualified (or willing to work towards it) and have admin experience in an office environment

Personal Qualities

• You need to have excellent verbal and written communication skills with the ability to analyse information with a view to making informed decisions.
• Ideally our client needs someone who has an excellent eye for detail with the ability to maintain and follow defined procedures

Benefits

• Additional leave – 22 days plus bank holidays as standard with the option to buy more each year
• Health and wellbeing programme
• Sick pay

This is a permanent role, based at our client's Leicester office. Their normal working hours are 35 hours a week, Monday to Friday. Hybrid working will be available upon successful completion of your probation.

As our client is a non-sponsoring organisation, you will need to have the right to work in the UK.