Compliance Officer - Aberdeen

JohnstonGreer Ltd.; Aberdeen City; On-site; GBP 38,000 - 48,000; Full time

Job summary

JohnstonGreer Ltd. seeks a Compliance Supervisor in Scotland to join the financial planning team. The role oversees a broad range of compliance duties, ensuring regulatory alignment across the firm and its processes.

Strong liaison with regulators and proactive monitoring are essential. You will implement changes to systems, perform AML checks, and manage file reviews while maintaining high standards of data protection and TC compliance.

Qualifications

• Requires experience in financial services compliance.
• Experience with AML checks and regulatory changes.
• Able to manage multiple compliance tasks and liaise with regulators.

Responsibilities

• Liaise with regulator on compliance matters.
• Monitor and report on compliance issues.
• Perform AML checks and client file reviews.
• Review terms & conditions and data protection processes.
• Implement regulatory changes into systems and processes.

Skills

Regulatory compliance

AML compliance

Regulatory liaison

Time management

Communication skills

Data protection

Job description

Compliance Supervisor

£38,000 to £48,000 plus benefits

Compliance Officer required by this highly regarded Financial Planning firm that provides retirement and investment advice to HNW clients. They have an excellent reputation within the region, and they continue to grow including the creation of this role.

You will be responsible for a diverse range of compliance duties supporting internal staff including liaison with regulator, monitoring, reporting, AML, advice checks, file reviews, T&C and data protection whilst ensuring that all regulatory changes are implemented effectively into systems and processes.

Applicants will be currently working in a compliance position or will be experienced in another Financial Services function that includes an element of compliance and regulations. You will also have excellent time management, relationship building and communication skills.