Compliance Supervisor - Financial Services & Regulation

JohnstonGreer Ltd.; Aberdeen City; On-site; GBP 38,000 - 48,000; Full time

Job summary

JohnstonGreer Ltd. in Aberdeen seeks a Compliance Supervisor to oversee a broad range of regulatory duties within a respected financial planning firm serving high-net-worth clients.

The role involves working closely with the regulator and ensuring ongoing compliance across processes. You will monitor, review and report on AML matters, conduct advice checks, and ensure that T&C and data protection requirements are embedded in systems and procedures.

Qualifications

• Experience in a compliance role or another FS function with regulatory elements.
• Strong time management and relationship-building skills.
• Excellent communication abilities.

Responsibilities

• Liaise with regulators and monitor compliance controls.
• Perform AML checks and compliance advisories.
• Review files and ensure T&C and data protection adherence.

Skills

Regulatory compliance

AML compliance

Regulator liaison

File reviews

Data protection

Reporting

Job description

JohnstonGreer Ltd. in Aberdeen seeks a Compliance Supervisor to oversee a broad range of regulatory duties within a respected financial planning firm serving high-net-worth clients.

The role involves working closely with the regulator and ensuring ongoing compliance across processes. You will monitor, review and report on AML matters, conduct advice checks, and ensure that T&C and data protection requirements are embedded in systems and procedures.