Compliance Monitoring Manager

JR United Kingdom; Newcastle upon Tyne; On-site; GBP 60,000 - 80,000; Full time

Job summary

An established industry player is seeking a Compliance Monitoring Manager to enhance their compliance efforts. This role involves overseeing monitoring activities, designing compliance plans, and providing expert advice to ensure adherence to regulatory standards. The ideal candidate will have a robust background in financial services compliance and a strong understanding of the FCA handbook. Join a dynamic team where your insights will shape compliance practices and drive improvements in the organization. If you are passionate about compliance and looking to make a significant impact, this opportunity is for you.

Qualifications

• Experience in compliance roles within Financial Services is essential.
• Strong knowledge of the FCA handbook and regulatory frameworks.

Responsibilities

• Oversee first line activities and drive improvements through monitoring.
• Design and oversee the annual compliance monitoring plan.

Skills

Compliance Monitoring

Stakeholder Management

Communication Skills

Risk Assessment

Education

Experience in Compliance Role

Knowledge of FCA Handbook

Job description

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Compliance Monitoring Manager, Newcastle-upon-Tyne, Tyne and Wear

Client:

Meraki Talent

Location:

Newcastle-upon-Tyne, Tyne and Wear, United Kingdom

Job Category:

Other

EU work permit required:

Yes

Job Views:

7

Posted:

18.04.2025

Expiry Date:

02.06.2025

Job Description:

Compliance Monitoring Manager

Meraki Talent’s Financial Services client is looking for a Compliance Monitoring Manager to join their team on a permanent basis.

Responsibilities of the Compliance Monitoring Manager:

1. Provide oversight of first line activities by carrying out monitoring activities driving actions to make improvements.
2. Design the annual compliance monitoring plan and oversee agreed monitoring activities, including scoping, fieldwork, documentation, and reporting.
3. Assist in annual compliance reviews and risk assessments.
4. Provide compliance advice to the business around compliance monitoring, compliance standards, and processes.

Background of the Compliance Monitoring Manager:

1. Experience working in a compliance role within Financial Services.
2. Strong exposure to completing compliance monitoring reviews.
3. Knowledge of the FCA handbook and the financial services regulatory framework.
4. Strong communication and stakeholder management skills.