Compliance Manager - Law Firm

QED Legal Recruitment Limited

Bradley Stoke

Hybrid

GBP 55,000 - 75,000

Full time

4 days ago
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Benefits offered by this job

Annual bonus
Health Cash Plan
Life Assurance
Enhanced family leave
Birthday off
Long service sabbatical (fully paid)
Study support
Employee Assistance Programme
Gym discounts
Cycle-to-work
Car leasing schemes

Job summary

QED Legal Recruitment Limited in Gloucester is seeking a Compliance Manager to oversee SRA regulatory compliance, AML, GDPR, complaints, and quality assurance. You will work closely with senior leaders and shape the compliance function within a growing legal practice.

The role suits an existing Compliance Manager or a Senior Compliance Officer ready for a step up, with hybrid work (3 days in the Gloucester office) and exposure to governance, lender panel requirements, and ongoing training.

Qualifications

  • Experience in compliance within an SRA-regulated law firm.
  • Strong knowledge of SRA regulations, AML and data protection.
  • Experience with file reviews, complaints and CQS requirements.
  • Confident advising senior leaders.
  • Organised, proactive and able to manage competing priorities.
  • Strong attention to detail.

Responsibilities

  • Managing SRA regulatory compliance and internal policies.
  • Overseeing AML procedures, risk assessments and MLRO responsibilities.
  • Managing GDPR and data protection requirements.
  • Conducting file reviews, compliance audits and quality assurance.
  • Handling complaints and identifying improvements.
  • Coordinating insurance renewals and managing associated risks.
  • Supporting corporate governance and Companies House obligations.
  • Delivering compliance training across the business.

Skills

SRA compliance
AML
Data protection
Compliance risk management
File reviews
Quality assurance
CQS
Governance
Stakeholder engagement

Job description

Compliance Manager

Gloucester

Hybrid (3 days in office)

I'm working with a growing legal business looking to appoint a Compliance Manager in Gloucester. This is a broad role covering SRA compliance, AML, data protection, complaints and quality assurance, with direct access to the Managing Directors and the opportunity to shape how compliance works across the business.

It could suit an existing Compliance Manager or an experienced Senior Compliance Officer ready for a step up.

The Role?

You'll be the central point of contact for compliance advice across the firm's SRA-regulated businesses, supporting senior leaders and colleagues with practical guidance.

Managing SRA regulatory compliance and internal policies

Overseeing AML procedures, risk assessments and MLRO responsibilities

Managing GDPR and data protection requirements

Conducting file reviews, compliance audits and quality assurance

Handling complaints and identifying improvements

Supporting CQS accreditation and lender panel requirements

Coordinating insurance renewals and managing associated risks

Supporting corporate governance and Companies House obligations

Delivering compliance training across the business

About You?
  • Experience in compliance or risk within an SRA-regulated law firm.
  • Good knowledge of SRA regulations, AML and data protection.
  • Experience with file reviews, complaints and CQS requirements.
  • Confident advising senior leaders and colleagues.
  • Organised, proactive and able to manage competing priorities.
  • Strong attention to detail.
What's in it for you?
  • A visible role with direct access to senior leadership
  • A supportive culture and the opportunity to shape the compliance function
  • Hybrid working after probation, with 3 days in the Gloucester office
  • Annual bonus
  • Health Cash Plan and Life Assurance
  • Enhanced family leave and your birthday off
  • Additional leave for long service, including a fully paid one-month sabbatical
  • Study support and an Employee Assistance Programme
  • Gym discounts, cycle-to-work and car leasing schemes
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