Compliance Manager, Investments & Trading

Revolut; Hawton; Hybrid; GBP 65,000 - 90,000; Full time

Job summary

Revolut in the United Kingdom is seeking a Business Compliance Manager to advise, challenge, and oversee compliance risks across investing and trading products. You will help enable innovation while meeting global regulatory expectations.

You will work closely with Trading, Product, Legal and Risk teams to design robust controls, monitor market conduct, and support regulatory examinations and governance processes.

Qualifications

• Experience in compliance, market conduct, brokerage, or trading oversight.
• Knowledge of investment products, trading platforms, and regulations.
• The ability to challenge and guide Product teams with clarity and pragmatism.
• Exceptional analytical and communication skills.

Responsibilities

• Reviewing new investment/trading product launches and changes for regulatory compliance
• Designing and enhancing controls across trading, brokerage, and wealth operations
• Conducting deep-dive reviews on market conduct, suitability, appropriateness, disclosures, etc.
• Supporting regulatory examinations, audits, and governance processes
• Working closely with Trading, Product, Legal, and Risk stakeholders
• Monitoring regulatory developments in investments, securities, and crypto

Skills

Regulatory mindset

Analytical thinking

Stakeholder management

Strong communication

Job description

Revolut in the United Kingdom is seeking a Business Compliance Manager to advise, challenge, and oversee compliance risks across investing and trading products. You will help enable innovation while meeting global regulatory expectations.

You will work closely with Trading, Product, Legal and Risk teams to design robust controls, monitor market conduct, and support regulatory examinations and governance processes.