Compliance Manager – Financial Markets & Regulatory Risk

ICE; Greater London; On-site; GBP 76,000 - 109,000; Full time

Benefits offered by this job

Healthcare coverage

Job summary

Intercontinental Exchange seeks a Compliance Manager to help ensure ICE Clear Netherlands meets regulatory requirements and to design and execute a risk-based compliance programme. The role supports the Chief Compliance Officer, maintains policies, monitors controls, and provides guidance across ICE’s businesses.

The successful candidate will bring extensive regulatory experience, strong governance knowledge and excellent communication skills to oversee risk, training, and governance tasks for

Qualifications

• Bachelor’s or Master’s degree required.
• 7–10 years of relevant experience.
• Proven regulatory, compliance risk management and monitoring experience.
• Strong understanding of financial markets, financial services regulation and governance requirements.
• Excellent communication, organization and time management with attention to detail.
• Strong problem-solving abilities.

Responsibilities

• Participate in the enhancement of the annual Compliance Programme and delivery of the Compliance Monitoring and Testing Programme.
• Evaluate the efficiency of controls and processes and make improvement recommendations.
• Identify and assess possible compliance risks for new business and projects.
• Develop understanding of operations and the clearing & trading business.
• Execute corporate secretarial duties for the Board and sub-committees.
• Report to senior management and external regulatory bodies as appropriate.
• Support oversight of members within the Clearing Rules Framework (onboarding, monitoring, surveillance, investigations).
• Keep abreast of regulatory developments and develop compliance policies.
• Perform other regulatory tasks and support ICE and affiliates.

Skills

Regulatory compliance

Risk management

Monitoring experience

Communication skills

Attention to detail

Problem solving

Education

Bachelor’s or Master’s degree

Job description

Intercontinental Exchange seeks a Compliance Manager to help ensure ICE Clear Netherlands meets regulatory requirements and to design and execute a risk-based compliance programme. The role supports the Chief Compliance Officer, maintains policies, monitors controls, and provides guidance across ICE’s businesses.

The successful candidate will bring extensive regulatory experience, strong governance knowledge and excellent communication skills to oversee risk, training, and governance tasks for