Compliance Manager, Financial Markets & Regulatory Risk

ICE Clear Europe Limited; Greater London; On-site; GBP 75,906 - 108,315; Full time

Benefits offered by this job

Healthcare coverage

Job summary

ICE Clear Europe Limited in the Netherlands is seeking a Compliance Manager to help ensure that ICE Clear Netherlands meets its regulatory requirements. You will support the Chief Compliance Officer in designing, developing and executing a risk-based Compliance Programme for the organization.

Responsibilities include monitoring controls, maintaining policies, training teams, and advising the business on governance.

Qualifications

• Bachelor’s or Master’s degree.
• 7–10 years of relevant regulatory and compliance experience.
• Proven regulatory, compliance risk management and monitoring experience.
• Strong knowledge of financial markets and governance requirements.
• Excellent communication, organization and time management.

Responsibilities

• Participate in the enhancement of the annual Compliance Programme and delivery of the Compliance Monitoring and Testing Programme.
• Evaluate the efficiency of controls and processes and make recommendations for improvements.
• Participate in the identification and assessment of possible compliance risks for (new) business and projects.
• Develop a thorough understanding of operations and associated (clearing & trading) business.
• Execution of corporate secretarial duties for the Board and/or sub-committees.
• Reporting to senior management and external regulatory bodies (including regulatory requests and audits) as appropriate.
• Support the oversight of members within the (Clearing) Rules Framework (e.g. onboarding process, monitoring, surveillance, investigations).
• Keep abreast of regulatory developments and develop compliance policies.
• Other duties as required including various administrative, project management and regulatory tasks and supporting the ICE organisation and businesses (including relevant affiliates).

Skills

Regulatory compliance

Risk management

Monitoring experience

Financial markets knowledge

Communication skills

Problem solving

Organizational skills

Attention to detail

Education

Bachelor’s or Master’s degree

Job description

ICE Clear Europe Limited in the Netherlands is seeking a Compliance Manager to help ensure that ICE Clear Netherlands meets its regulatory requirements. You will support the Chief Compliance Officer in designing, developing and executing a risk-based Compliance Programme for the organization.

Responsibilities include monitoring controls, maintaining policies, training teams, and advising the business on governance.