Compliance Manager

Propel; London; Hybrid; GBP 70,000 - 90,000; Full time

Job summary

A high-growth FinTech company based in London is seeking a Compliance Manager to lead Financial Promotions compliance and advise on FCA regulations. The ideal candidate has over 5 years of compliance experience in financial services, strong communication skills, and a proactive approach in a fast-paced environment. This role offers a hybrid working model with 3 days in-office.

Qualifications

• 5+ years of compliance experience is required.
• Solid knowledge of leveraged and non-leveraged trading products including crypto.
• Strong grasp of FCA regulations relevant to retail investments.

Responsibilities

• Leading Financial Promotions compliance.
• Guiding marketing and product teams on regulatory requirements.
• Advising the business on regulatory obligations.
• Delivering compliance training and supporting monitoring activities.
• Reviewing complex complaints and advising on responses.
• Participating in Client Money and Assets Committees.

Skills

Compliance experience in financial services

Knowledge of FCA regulations

Communication skills

Interest in financial markets

Strategic thinking

Job description

Overview

Compliance Manager – FTSE250 FinTech

Propel is partnering with a publicly traded, high-growth FinTech that’s redefining the world of trading. With 340,000+ customers using their mobile, web, and desktop platforms globally, they’re building a new kind of investing experience, from stocks and crypto to options and futures.

If you have 5+ years’ experience in compliance within financial services or similarly regulated industries, a strong understanding of FCA regulations (Consumer Duty, COBS, DISP), and a genuine interest in financial markets and crypto, this could be your next big career move.

Location: London-based | Hybrid: 3 days in-office

What you’ll be doing

• Leading Financial Promotions compliance, acting as a trusted advisor to marketing and leadership.
• Guiding marketing and product teams on regulatory requirements for campaigns and product changes.
• Advising the business on Consumer Duty obligations, ensuring policies and controls meet regulatory standards.
• Delivering compliance training and supporting monitoring activities across the UK business.
• Reviewing complex complaints and providing strategic advice on responses, including ombudsman cases.
• Participating in Client Money and Assets Committees and operational risk reviews.

What they’re looking for

• 5+ years of compliance experience in financial services or similar regulated sectors.
• Solid knowledge of leveraged and non-leveraged trading products including crypto.
• Strong grasp of FCA regulations relevant to retail investments.
• Interest in financial markets and the UK regulatory landscape.
• Excellent communication skills with ability to influence cross-functional teams.
• Proactive, strategic thinker comfortable in a fast-paced environment.

Additional details

• Seniority level: Mid-Senior level
• Employment type: Full-time
• Job function: Legal

Note: This description retains the core information about responsibilities and qualifications as provided, with formatting cleaned for readability.