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Compliance Manager

Technology and Risk Recruitment LTD

Bournemouth

Hybrid

GBP 50,000 - 70,000

Full time

4 days ago
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Job summary

A leading firm in Bournemouth is seeking a Compliance Manager to lead a small team and ensure regulatory compliance. This role is perfect for a Senior Analyst with leadership experience or an existing Compliance Manager looking for a supportive culture. The position offers a hybrid working arrangement, allowing for flexibility while maintaining high compliance standards.

Qualifications

  • Strong experience in compliance management within a law firm or legal services environment.
  • Up-to-date knowledge of regulatory frameworks related to legal compliance.

Responsibilities

  • Lead a small compliance team (~5/6 members) to maintain high standards of regulatory compliance.
  • Ensure policies, key documents, and risk registers are up-to-date in accordance with the latest regulations.

Skills

Leadership
Communication

Job description

TRR is recruiting for a Compliance Manager role, which involves managing a small team. This is an excellent opportunity to join a top 100 firm with a strong reputation, during an exciting period of growth with multiple new people strategy initiatives. The role is suitable for a Senior Analyst level candidate with some leadership or mentoring experience, or for an existing Compliance Manager seeking a company with a fantastic culture and a strong compliance focus.

Working arrangements
  • Bournemouth (Hybrid 1-2 days per week)
  • Southampton or London (with 1-2 days per week in Bournemouth)
The Role
  1. Lead a small compliance team (~5/6 members) to maintain high standards of regulatory compliance.
  2. Ensure policies, key documents, and risk registers are up-to-date in accordance with the latest regulations.
  3. Oversee Lexcel and CQS accreditations.
  4. Monitor regulatory changes, implement updates, and conduct training as necessary.
  5. Promote a culture of continuous improvement by driving initiatives to enhance processes and compliance frameworks.
Key Skills / Experience Required
  • Strong experience in compliance management within a law firm or legal services environment.
  • Up-to-date knowledge of regulatory frameworks related to legal compliance.
  • Experience across various compliance areas such as AML, Conflicts, PEPs, Sanctions, CDD, etc.
  • Good leadership, mentoring, and tutoring skills.
  • Excellent communication skills, both oral and written.

If you believe you have the right skills and experience, please apply. You will be contacted by James Evans from TRR.

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