Compliance Lead - Wealth & Trading (Brokerage)

Revolut; Coventry; On-site; GBP 65,000 - 90,000; Full time

Job summary

Revolut is seeking a Business Compliance Manager to advise, challenge, and oversee compliance risks across investing and trading products, enabling innovation while meeting global regulatory expectations.

You will work with Trading, Product, Legal, and Risk teams, reviewing product launches for regulatory compliance and designing controls to mitigate conduct risk. This role involves staying ahead of evolving regulations in investments and crypto.

Qualifications

• Experience in compliance, market conduct, brokerage, or trading oversight.
• Knowledge of investment products, trading platforms, and related regulations.
• Ability to challenge and guide Product teams with clarity and pragmatism.
• Exceptional analytical and communication skills.

Responsibilities

• Reviewing new investment/trading product launches and changes for regulatory compliance
• Designing and enhancing controls across trading, brokerage, and wealth operations
• Conducting deep-dive reviews on market conduct, suitability, appropriateness, disclosures, etc.
• Supporting regulatory examinations, audits, and governance processes
• Working closely with Trading, Product, Legal, and Risk stakeholders
• Monitoring regulatory developments in investments, securities, and crypto

Skills

Compliance experience

Analytical skills

Regulatory knowledge

Stakeholder communication

Job description

Revolut is seeking a Business Compliance Manager to advise, challenge, and oversee compliance risks across investing and trading products, enabling innovation while meeting global regulatory expectations.

You will work with Trading, Product, Legal, and Risk teams, reviewing product launches for regulatory compliance and designing controls to mitigate conduct risk. This role involves staying ahead of evolving regulations in investments and crypto.