Compliance / Audit Signer

Homey; Wolverhampton; Hybrid; GBP 45.000 - 62.000; Vollzeit

Benefits dieser Stelle

Hybrid working

Wolverhampton base

Direct line to COLP

Zusammenfassung

Homey is seeking a qualified conveyancer or solicitor to review and sign off client due diligence, source of funds and risk assessments across our conveyancing brands. The role reports into the Business Unit Manager and collaborates closely with our COLP on emerging risk themes.

You will review and sign off on due diligence, source of funds evidence, and matter risk assessments, while escalating red flags with clear recommendations.

Qualifikationen

• Qualified conveyancer, solicitor or CILEx-qualified with AML/CDD experience in residential conveyancing.
• Working knowledge of SRA Standards and Regulations and AML/source-of-funds expectations.
• Sharp eye for risk and ability to elevate key issues, not every detail.
• Comfort saying no in a fast-moving commercial environment when checks are not satisfied.

Aufgaben

• Review and sign due diligence, ID verification and matter risk assessments on every new matter.
• Review and sign source of funds/ source of wealth evidence before funds are accepted.
• Escalate red flags to the COLP the same day with a clear recommendation.
• Provide precise, actionable feedback to ensure gaps are not repeated.

Kenntnisse

AML/CDD experience

SRA knowledge

Risk assessment

Decisive/assertive

Ausbildung

Conveyancer/Solicitor/CILEx qualification

Jobbeschreibung

This is the AML control point through which every matter passes at Homey\'s conveyancing operation. We\'re looking for a qualified conveyancer or solicitor to review and sign off client due diligence, source of funds and risk assessments prepared across our conveyancing brands, reporting into the Business Unit Manager and working closely with our Compliance Officer for Legal Practice (COLP).

What you\'ll do

• Review and sign due diligence, ID verification and matter risk assessments on every new matter within our service standard.
• Review and sign source of funds/source of wealth evidence before funds are accepted onto any matter.
• Escalate red flags to the COLP the same day, with a clear recommendation.
• Give returned files precise, actionable feedback on exactly what\'s missing — so the same gap isn\'t repeated.

What excellence looks like

• No matter proceeds past a control point without a signed check.
• Returned files tell the conveyancer exactly what\'s missing — no back-and-forth needed.
• Turnaround is fast enough that signing is never the reason a matter is delayed.

Requirements

• Qualified conveyancer, solicitor or CILEx-qualified, with solid AML/CDD experience in residential conveyancing.
• Working knowledge of the SRA Standards and Regulations and current AML/source-of-funds expectations.
• Sharp eye for risk with the judgement to elevate the right things, not everything.
• Comfort being the \"no\" in a fast-moving commercial environment when a check genuinely isn\'t satisfied.

Benefits

• Salary £45,000-£62,000 DOE.
• A designated, respected control-point role with real authority - not a rubber stamp.
• Hybrid working, Wolverhampton base.
• Direct line into the COLP and senior leadership on emerging risk themes.