Compliance Associate: Asset Management, London (Permanent)

Page Personnel

Greater London

Vor Ort

GBP 60.000 - 90.000

Vollzeit

Vor 7 Tagen

Sei unter den ersten Bewerbenden

Eine vollständige Bewerbung in einer Minute

Maßgeschneiderter Lebenslauf und Anschreiben – versandbereit.

Schaffe es an den ATS-Filtern vorbei

Zusammenfassung

Page Personnel is recruiting a Compliance Associate to join the London-based Asset Management team. In this permanent, full-time role you will support the Compliance Monitoring Programme, including testing and remediation, review conflicts of interest, assist with KYC and sanctions screening, and provide regulatory guidance to the wider business.

You will participate in the development and review of compliance policies and procedures, stay updated on regulatory developments, and collaborate with

Qualifikationen

3–5 years' compliance experience in an AIFM environment.
Strong knowledge of AIFMD; MiFID II, UCITS beneficial.
Proactive, organised and able to own your work.
Excellent communication, analytical and research skills.

Aufgaben

Support the Compliance Monitoring Programme, including testing and remediation.
Review and manage conflicts of interest and day-to-day compliance requests.
Assist with KYC, identification and sanctions screening.
Provide regulatory guidance to the wider business.
Support development and review of compliance policies and procedures.
Keep up to date with regulatory developments and support change projects.
Build relationships with key internal and external stakeholders.

Kenntnisse

Compliance experience

AIFMD knowledge

MiFID II knowledge

UCITS knowledge

SMCR knowledge

Regulatory guidance

Communication skills

Jobbeschreibung