Compliance Assistant

RSM; Leeds; On-site; GBP 25,000 - 35,000; Full time

Job summary

Join a forward-thinking company as a Compliance Assistant, where your organizational skills and attention to detail will shine. In this role, you will support the Compliance, Legal, and Risk teams, ensuring the business maintains its independence and compliance with regulations. You will be involved in managing database records, processing independence checks, and collaborating with various teams. Enjoy a hybrid working environment, generous holiday options, and access to extensive professional development courses. This is an exciting opportunity to contribute to a successful and dynamic organization.

Benefits

Hybrid and flexible working arrangements

25 days holiday

Wellbeing benefits

Access to on-demand courses

Qualifications

• Experience in managing database records and stakeholder communication.
• High accuracy and attention to detail are essential for this role.

Responsibilities

• Providing administrative support to the International Independence Team.
• Collaborating with service line teams to resolve queries.

Skills

Database Management

Stakeholder Communication

Attention to Detail

Customer Service

IT Proficiency (Excel, Word)

Tools

Excel

Word

Job description

Compliance Assistant

We are searching for an experienced Compliance Assistant.

Make an Impact at RSM UK

As a Compliance Assistant, you will be working alongside the wider Compliance, Legal, and Risk teams, supporting RSM by proactively resolving legal, regulatory, and risk management matters to protect the business, drive improvements, and contribute to its success.

As a key member of the national Compliance team, you will provide operational support to service line teams to help maintain our independence when evaluating new services for clients. Maintaining independence is essential for serving our clients, which involves international collaboration to keep records up-to-date and obtain necessary approvals via our Global independence management system, "RSM InTrust".

If you are organized, detail-oriented, enjoy customer service, and building relationships, this role could be suitable for you.

Key Responsibilities:

1. Providing administrative support to the International Independence Team
2. Supporting the logging and processing of inbound Independence checks from the RSM Network
3. Confirming receipt of notifications via the Client Engagement system and verifying details
4. Collaborating with service line teams to resolve queries

What We Are Looking For:

We value diverse experiences. Our ideal candidate will have:

• Experience managing database records and stakeholder communication
• High accuracy and attention to detail
• Ability to prioritize multiple tasks and meet deadlines
• Proficiency with IT systems, especially Excel and Word at an intermediate level

What We Offer:

We recognize our people as our greatest asset. Our benefits include:

• Hybrid and flexible working arrangements
• 25 days holiday, with options to purchase additional days
• Wellbeing benefits, including financial tools, electric car schemes, and access to a virtual GP
• Access to over 300 on-demand courses developed by our Talent Development team