Compliance Analyst: Regulatory Oversight & Monitoring

G MASS Consulting; Greater London; On-site; GBP 42,000 - 60,000; Full time

Job summary

G MASS Consulting is seeking a Compliance Analyst to support the embedded compliance function for a Lloyd's managing agent client. The role involves day-to-day oversight, horizon scanning, and maintaining compliance frameworks and monitoring programmes.

You will work within an embedded client team and contribute to regulatory reporting and change management, ensuring alignment with Lloyd's, FCA, and PRA obligations.

Qualifications

• Experience in Lloyd's or London market compliance.
• Knowledge of FCA/PRA requirements for managing agents and syndicates.
• Experience in compliance monitoring or thematic reviews.
• Ability to produce reports, gap analyses and policy documentation.

Responsibilities

• Support the delivery of the compliance monitoring programme, including thematic reviews and control testing.
• Maintain compliance policies, procedures, and registers, ensuring they reflect current regulatory requirements.
• Assist with the preparation of compliance reports for senior management and relevant committees.
• Provide guidance to business areas on FCA, PRA, and Lloyd's regulatory obligations.
• Monitor regulatory developments and assist in assessing their impact on the business.
• Support the management of regulatory change, including gap analyses and implementation tracking.
• Assist with responses to regulatory queries, information requests, and Lloyd's Market Oversight interactions.
• Identify compliance process improvements and contribute to control environment enhancements.

Skills

Compliance experience

FCA & PRA knowledge

Lloyd's standards knowledge

Compliance monitoring

Written outputs

Microsoft 365

Tools

Microsoft 365

Compliance tools

Job description

G MASS Consulting is seeking a Compliance Analyst to support the embedded compliance function for a Lloyd's managing agent client. The role involves day-to-day oversight, horizon scanning, and maintaining compliance frameworks and monitoring programmes.

You will work within an embedded client team and contribute to regulatory reporting and change management, ensuring alignment with Lloyd's, FCA, and PRA obligations.