Compliance Analyst — Build Client Compliance Programs

Compliance Professionals; Greater London; Hybrid; GBP 34,000 - 52,000; Full time

Job summary

Compliance Professionals seeks a proactive Compliance Analyst to support senior consultants for retained client relationships, focusing on regulatory change and infrastructure setup for asset managers.

You will attend client meetings (on-site or via video), assist with FCA processes, monitoring, and training delivery, and help build long-term client relationships while navigating UK regulations and the FCA Handbook.

Qualifications

• 1–2 years’ experience in compliance or related field.
• Understanding of the UK regulatory landscape and the FCA Handbook.
• Excellent customer service ethos.

Responsibilities

• Support senior consultants as the primary compliance resource for retained client relationships.
• Attend client meetings, on-site or by video conference, with senior consultants.
• Assist with setting up compliance infrastructure for clients.
• Assist with compliance projects, monitoring reviews and reporting.
• Manage FCA application processes for clients (e.g., Approved Persons).
• Help with preparation and delivery of compliance training.
• Advise on regulatory changes and impact on client business.
• Build and develop long-term client relationships.

Skills

Regulatory knowledge (UK FCA)

Client relationship management

Communication skills

Job description

Compliance Professionals seeks a proactive Compliance Analyst to support senior consultants for retained client relationships, focusing on regulatory change and infrastructure setup for asset managers.

You will attend client meetings (on-site or via video), assist with FCA processes, monitoring, and training delivery, and help build long-term client relationships while navigating UK regulations and the FCA Handbook.