Compliance Analyst: Asset Management (UK Regs)

Black Swan Group; Slough; On-site; GBP 42,000 - 60,000; Full time

Job summary

Black Swan Group in London seeks a Compliance Analyst to sustain and enhance the firm's compliance programme. You will monitor adherence to regulations, analyze complex issues, and communicate effectively with stakeholders across the organization.

The role requires a strong understanding of UK financial regulations, attention to detail, and the ability to support regulatory filings and ongoing compliance initiatives within a prestigious asset management environment.

Qualifications

• Bachelor's degree in Finance, Economics, Law, or a related field.
• 1–4 years in a generalist compliance role within financial services.
• Strong knowledge of UK financial regulations and industry best practices.
• Excellent analytical and problem-solving skills with high attention to detail.
• Ability to communicate complex compliance issues clearly to diverse stakeholders.

Responsibilities

• Regulatory compliance: Stay updated on relevant financial regulations (AIFMD, FCA guidelines).
• Thematic reviews and testing.
• Develop and maintain compliance policies and procedures.
• Regulatory filing.
• PA dealing and governance & ethics (G&E).
• Compliance training.
• Client onboarding (AML and KYC).
• Ad hoc project work.

Skills

Regulatory knowledge

Analytical thinking

Communication skills

Attention to detail

Education

Bachelor's degree in Finance/ Economics/ Law

Job description

Black Swan Group in London seeks a Compliance Analyst to sustain and enhance the firm's compliance programme. You will monitor adherence to regulations, analyze complex issues, and communicate effectively with stakeholders across the organization.

The role requires a strong understanding of UK financial regulations, attention to detail, and the ability to support regulatory filings and ongoing compliance initiatives within a prestigious asset management environment.