Compliance Analyst

Black Swan Group; Slough; On-site; GBP 42,000 - 60,000; Full time

Job summary

Black Swan Group in London seeks a Compliance Analyst to sustain and enhance the firm's compliance programme. You will monitor adherence to regulations, analyze complex issues, and communicate effectively with stakeholders across the organization.

The role requires a strong understanding of UK financial regulations, attention to detail, and the ability to support regulatory filings and ongoing compliance initiatives within a prestigious asset management environment.

Qualifications

• Bachelor's degree in Finance, Economics, Law, or a related field.
• 1–4 years in a generalist compliance role within financial services.
• Strong knowledge of UK financial regulations and industry best practices.
• Excellent analytical and problem-solving skills with high attention to detail.
• Ability to communicate complex compliance issues clearly to diverse stakeholders.

Responsibilities

• Regulatory compliance: Stay updated on relevant financial regulations (AIFMD, FCA guidelines).
• Thematic reviews and testing.
• Develop and maintain compliance policies and procedures.
• Regulatory filing.
• PA dealing and governance & ethics (G&E).
• Compliance training.
• Client onboarding (AML and KYC).
• Ad hoc project work.

Skills

Regulatory knowledge

Analytical thinking

Communication skills

Attention to detail

Education

Bachelor's degree in Finance/ Economics/ Law

Job description

Compliance Analyst – Asset Management - London

Company Overview

Our client is an institutional asset manager based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices. They are currently seeking a Compliance Analyst to join their Compliance team and contribute to the success and growth of the firm.

Role Overview

As a Compliance Analyst, you will play a crucial role in maintaining and enhancing the firm's compliance programme. You will be responsible for monitoring and ensuring adherence to applicable regulations, policies, and procedures. The ideal candidate will have an understanding of financial regulations, be able to analyse complex compliance issues, and effectively communicate with stakeholders at all levels.

Key Responsibilities

• Regulatory compliance: Stay abreast of relevant financial regulations, including but not limited to AIFMD and other FCA guidelines.
• Thematic reviews and testing
• Develop and maintain compliance policies and procedures
• Regulatory filing
• PA dealing
• G&E
• Compliance training
• Client onboarding (AML and KYC)
• Ad hoc project work

Requirements

• Bachelor's degree in Finance, Economics, Law, or a related field.
• Prior experience (1-4 years) in a generalist compliance role working within financial services.
• Strong knowledge of UK financial regulations and industry best practices.
• Excellent analytical and problem-solving skills with high attention to detail.
• Ability to communicate complex compliance issues clearly and effectively to diverse stakeholders.