Compliance Analyst - Asset Management firm

JR United Kingdom; Shrewsbury; On-site; GBP 35,000 - 50,000; Full time

Job summary

A leading asset management firm is seeking a Compliance Analyst to support compliance reviews, monitor regulatory developments, and assist in maintaining compliance registers. This role requires at least 2 years of compliance experience within the finance sector and offers an opportunity to contribute to challenging compliance-led projects.

Qualifications

• Minimum 2 years of compliance experience in a fund or asset management firm.

Responsibilities

• Support compliance reviews and approvals for financial promotions.
• Perform daily monitoring of client investment restrictions.
• Advise staff on compliance matters.

Skills

Regulatory knowledge

Compliance monitoring

Attention to detail

Analytical skills

Job description

Compliance Analyst

Asset Management firm

Location: Shrewsbury, United Kingdom

Job Description:

• Support compliance reviews and approvals for financial promotions and marketing materials.
• Assist the Compliance department in implementing the Compliance Monitoring plan and perform monitoring in areas such as best execution and market abuse.
• Collaborate with team members on policies, procedures, and compliance issues.
• Perform daily monitoring of client investment restrictions.
• Maintain and update compliance registers.
• Assist in completing and submitting periodic compliance returns and regulatory reports.
• Advise staff on compliance matters.
• Monitor and stay informed about regulatory developments.
• Support compliance-led projects.
• Handle employee conflicts of interest.

Requirements:

• At least 2 years of generalist compliance experience in a fund or Asset Management firm.

Additional details:

• Client: Robert Half
• Location: Shrewsbury, United Kingdom
• Job Category: Other
• EU work permit required: Yes
• Job Views: 2
• Posted: 04.06.2025
• Expiry Date: 19.07.2025