Compliance Analyst - Asset Management firm

JR United Kingdom; Telford; On-site; GBP 35,000 - 55,000; Full time

Job summary

A reputable asset management firm in Telford is seeking a Compliance Analyst to support compliance reviews, implement monitoring plans, and advise staff on compliance matters. The ideal candidate will have at least two years of compliance experience within a fund or asset management environment. This role offers an opportunity to be involved in critical compliance functions while staying updated on regulatory developments.

Qualifications

• At least 2 years' generalist compliance experience in a fund or Asset Manager.

Responsibilities

• Support compliance reviews and approvals for financial promotions and marketing materials.
• Collaborate with compliance team on policies and procedures.
• Perform daily monitoring of compliance registers.
• Advise staff on compliance matters.

Skills

Compliance reviews

Monitoring

Regulatory updates

Client advising

Job description

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Compliance Analyst - Asset Management firm, Telford

Client: Robert Half

Location: Telford, United Kingdom

Job Category: Other

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EU work permit required: Yes

Job Views:

2

Posted:

04.06.2025

Expiry Date:

19.07.2025

Job Description:

Compliance Analyst

Asset Management firm

Location: Telford

The duties include:

• Support compliance reviews and approvals for financial promotions and marketing materials
• Support the Compliance department in implementing the Compliance Monitoring plan and perform monitoring in areas such as best execution and market abuse
• Collaborate with other compliance team members on policies, procedures, and issues
• Perform daily monitoring of client investment restrictions
• Maintain and update compliance registers
• Assist in completing and submitting periodic compliance returns and regulatory reports
• Advise staff on compliance matters
• Monitor and stay updated on regulatory developments
• Assist with compliance-led projects
• Manage employee conflicts of interest

Requirements:

• At least 2 years' generalist compliance experience gained in a fund or Asset Manager