Compliance Analyst

Morgan McKinley; Newtownabbey; Hybrid; GBP 42,000 - 60,000; Full time

Job summary

Morgan McKinley in Belfast is seeking a Compliance Surveillance Analyst on a contract ending 1 May 2027 to monitor trading activity and support regulatory inquiries. It offers hybrid work with three days on-site and two days from home.

You will review surveillance alerts, document outcomes, gather trade data for inquiries, and communicate findings to management, Legal, Internal Audit and IRCM Assurance as part of a collaborative compliance team.

Responsibilities

• Review and analyze surveillance alerts and reports on trading activity; document reviews and escalate as needed.
• Gather and analyze trade data to support regulatory inquiries and evaluate surveillance results; communicate findings to management.
• Respond to inquiries from internal partners (e.g., IRCM Assurance, Internal Audit, and Legal).

Job description

Compliance Surveillance Analyst

Contract Duration: End date 1st May 2027

Location: Belfast (3 days onsite, 2 days WFH)

Responsibilities:

• Assisting team members with the review and analysis of surveillance alerts and/or reports relating to firm, employee and client trading activity. Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately.
• Gathering and analyzing trade data to assist in the Firm’s response to inquiries received from governmental and exchange regulatory bodies. Supporting the compliance group in evaluating surveillance results for potential problems, communicating surveillance findings to management in a clear and concise manner as well as interacting with legal and other compliance personnel.
• Responding to inquiries or requests from internal partners (e.g. IRCM Assurance, Internal Audit, and Legal).