Compliance Analyst

Morgan McKinley; Lisburn; Hybrid; GBP 38,000 - 56,000; Full time

Job summary

Morgan McKinley is seeking a Compliance Surveillance Analyst for a fixed-term contract in Belfast. Hybrid work arrangement: 3 days onsite, 2 days work-from-home.

The role focuses on reviewing surveillance alerts, documenting dispositions, and escalating issues as needed. The analyst will gather and analyze trade data to respond to regulatory inquiries, evaluate surveillance results with the compliance team, and communicate findings to management, collaborating with Legal and other assurance

Responsibilities

• Assisting team members with the review and analysis of surveillance alerts and/or reports relating to firm, employee and client trading activity. Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately.
• Gathering and analyzing trade data to assist in the Firm’s response to inquiries from governmental and exchange regulatory bodies. Supporting the compliance group in evaluating surveillance results for potential problems, communicating surveillance findings to management clearly, and interacting with legal and other compliance personnel.
• Responding to inquiries or requests from internal partners (e.g. IRCM Assurance, Internal Audit, and Legal).

Job description

Compliance Surveillance Analyst

Contract Duration: End date 1st May 2027

Location: Belfast (3 days onsite, 2 days WFH)

Responsibilities:

• Assisting team members with the review and analysis of surveillance alerts and/or reports relating to firm, employee and client trading activity. Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately.
• Gathering and analyzing trade data to assist in the Firm’s response to inquiries received from governmental and exchange regulatory bodies. Supporting the compliance group in evaluating surveillance results for potential problems, communicating surveillance findings to management in a clear and concise manner as well as interacting with legal and other compliance personnel.
• Responding to inquiries or requests from internal partners (e.g. IRCM Assurance, Internal Audit, and Legal).