Compliance Analyst

Morgan McKinley; Belfast City District; Hybrid; GBP 40,000 - 60,000; Full time

Job summary

Morgan McKinley in Belfast is seeking a dedicated compliance professional to assist with the review and analysis of surveillance alerts and reports related to firm, employee and client trading activity. You will document reviews and dispositions and escalate issues as needed.

The role involves gathering and analyzing trade data to support regulator inquiries, communicating findings clearly to management, and coordinating with internal partners such as IRCM Assurance, Internal Audit and Legal.

Responsibilities

• Assisting team members with the review and analysis of surveillance alerts and/or reports relating to firm, employee and client trading activity. Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately.
• Gathering and analyzing trade data to assist in the Firm’s response to inquiries received from governmental and exchange regulatory bodies. Supporting the compliance group in evaluating surveillance results for potential problems, communicating surveillance findings to management in a clear and concise manner as well as interacting with legal and other compliance personnel.
• Responding to inquiries or requests from internal partners (e.g. IRCM Assurance, Internal Audit, and Legal).

Job description

Contract Duration: End date 1st May 2027

Location: Belfast (3 days onsite, 2 days WFH)

Responsibilities

• Assisting team members with the review and analysis of surveillance alerts and/or reports relating to firm, employee and client trading activity. Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately.
• Gathering and analyzing trade data to assist in the Firm’s response to inquiries received from governmental and exchange regulatory bodies. Supporting the compliance group in evaluating surveillance results for potential problems, communicating surveillance findings to management in a clear and concise manner as well as interacting with legal and other compliance personnel.
• Responding to inquiries or requests from internal partners (e.g. IRCM Assurance, Internal Audit, and Legal).